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JV

Jason W. Vestal

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CRD#: 3212013
JV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Wayne Vestal, CFP®, who also goes by Jason Vestal, was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1999. Jason had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jason Vestal

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

April 26, 2007 - October 17, 2017

VESTAL CAPITAL MANAGEMENT, INC.

RIA
CRD#: 143213
FORT LAUDERDALE, FL
Past

December 1, 2006 - March 14, 2007

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
FORT LAUDERDALE, FL
Past

January 18, 2005 - June 16, 2006

USALLIANZ SECURITIES, INC.

RIA
CRD#: 40875
FORT LAUDERDALE, FL
Past

January 4, 2005 - December 1, 2006

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
FORT LAUDERDALE, FL
Past

March 1, 2004 - January 26, 2005

CANTELLA & CO., INC.

RIA
CRD#: 13905
FT LAUDERDALE, FL
Past

June 27, 2003 - January 26, 2005

CANTELLA & CO., INC.

BD
CRD#: 13905
MALDEN, MA
Past

September 11, 2002 - April 10, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

June 9, 1999 - September 12, 2002

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/7/2004
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


VC
VESTAL CAPITAL MANAGEMENT, INC.
VESTAL CAPITAL MANAGEMENT | VESTAL CAPITAL MANAGEMENT, INC.

CRD#: 143213 / SEC#:

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Contact information


Main Address
110 East Broward Blvd. 17th Floor, Fort Lauderdale, FL 33301
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VESTAL CAPITAL MANAGEMENT, INC.

CRD#: 143213

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