ST
Shawn L. Tipping
EMPOWER ADVISORY GROUP
OLATHE, KS
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CRD#: 3212011
ST
Professional summary
Shawn Lynn Tipping, who also goes by Shawn Tipping, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Olathe, Kansas and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Shawn has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shawn Tipping
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)08/2019 - OTHER - BUSINESS OWNER - ZERO STOP OPTICS LLC - 2HRS/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - LENEXA, KS 66062 2)2014 - OTHER - BUSINESS OWNER - GAME PLAN PREPPERS - 2HRS/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - LENEXA, KS 66062 3)05/2020 - OTHER - BUSINESS OWNER - MICRO MINI METAL LLC - 1HR/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - LENEXA, KS 66062 5)01/2021 - OTHER - BUSINESS OWNER - AK'S GUNS AND AMMO LLC - 1HR/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - MOBERLY, MO 65270
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Lynn Tipping's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
OLATHE, KS
Current
December 17, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
April 14, 2021 - November 23, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
KANSAS CITY, MO
Past
April 9, 2021 - November 23, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
KANSAS CITY, MO
Past
March 26, 2007 - June 1, 2016
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
March 22, 2007 - June 1, 2016
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
July 30, 2004 - March 20, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
TOPEKA, KS
Past
August 15, 2002 - August 3, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
June 9, 1999 - August 19, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/17/2021)
RR
Alaska(12/17/2021)
RR
Arizona(12/17/2021)
RR
Arkansas(12/17/2021)
RR
California(12/17/2021)
RR
Connecticut(12/17/2021)
RR
Delaware(12/17/2021)
RR
Georgia(12/17/2021)
RR
Hawaii(12/17/2021)
RR
Idaho(12/17/2021)
RR
Illinois(12/17/2021)
RR
Indiana(12/17/2021)
RR
Iowa(12/17/2021)
RR
Kansas(12/17/2021)
IAR
Kansas(3/24/2022)
RR
Kentucky(12/17/2021)
RR
Maine(12/17/2021)
RR
Massachusetts(12/17/2021)
RR
Michigan(12/17/2021)
RR
Minnesota(12/17/2021)
RR
Mississippi(12/17/2021)
RR
Missouri(12/17/2021)
RR
Montana(12/17/2021)
RR
Nebraska(12/17/2021)
RR
Nevada(12/17/2021)
RR
New Hampshire(12/17/2021)
RR
New Jersey(12/17/2021)
RR
New Mexico(12/17/2021)
RR
New York(12/17/2021)
RR
North Carolina(12/17/2021)
RR
North Dakota(12/17/2021)
RR
Oklahoma(12/17/2021)
RR
Oregon(12/17/2021)
RR
Pennsylvania(12/17/2021)
RR
Rhode Island(12/17/2021)
RR
South Carolina(12/17/2021)
RR
South Dakota(12/17/2021)
RR
Tennessee(12/17/2021)
RR
Texas(12/17/2021)
RR
Utah(12/17/2021)
RR
Vermont(12/17/2021)
RR
Virginia(12/17/2021)
RR
Washington(12/17/2021)
RR
West Virginia(12/17/2021)
RR
Wisconsin(12/17/2021)
RR
Wyoming(12/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/14/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
