RS
Richard T. Sopher
STRATEGIC ADVISERS LLC
PONTE VEDRA BEACH, FL
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CRD#: 3211887
RS
Professional summary
Richard T. Sopher, who also goes by Richard T Sopher, Richard Thayne Sopher Jr, Richard Thayne Sopher, Richard Sopher, Richard T Sopher, Rick Thayne Sopher Jr., Rick Sopher Jr, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ponte Vedra Beach, Florida and FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Richard has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard T Sopher | Richard Thayne Sopher Jr | Richard Thayne Sopher | Richard Sopher | Richard T Sopher | Rick Thayne Sopher Jr. | Rick Sopher Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-60728|OrgNmn:Sandra Mathews Revocable Living Trust|Org Addr:Ponte Vedr,Florida,US|OBA Nature:Trust|Invst Rel:Y|Title:Trustee|Duties:Wellbeing of relative |StrtDt:11-12-2017|TotHrs/mon:3|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Richard T. Sopher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246RIA
CRD#: 104555
PONTE VEDRA BEACH, FL
Current
August 25, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
September 7, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Past
August 16, 2013 - March 31, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
August 15, 2013 - March 31, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
March 15, 2012 - October 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
March 14, 2012 - October 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
September 28, 2011 - December 31, 2011
EVERBANK WEALTH MANAGEMENT
RIA
CRD#: 154237
JACKSONVILLE, FL
Past
September 28, 2011 - December 31, 2011
EVERTRADE DIRECT BROKERAGE, INC.
BD
CRD#: 47388
ST. LOUIS, MO
Past
February 14, 2001 - September 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PONTE VEDRA BEACH, FL
Past
February 13, 2001 - September 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PONTE VEDRA BEACH, FL
Past
April 26, 1999 - August 30, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/25/2021)
RR
Alaska(8/25/2021)
RR
Arizona(8/25/2021)
RR
Arkansas(8/25/2021)
RR
California(8/25/2021)
RR
Colorado(8/25/2021)
RR
Connecticut(8/25/2021)
RR
Delaware(8/25/2021)
RR
District of Columbia(8/25/2021)
RR
Florida(8/25/2021)
IAR
Florida(3/31/2025)
RR
Georgia(8/25/2021)
RR
Hawaii(8/25/2021)
RR
Idaho(8/25/2021)
RR
Illinois(8/25/2021)
RR
Indiana(8/25/2021)
RR
Iowa(8/25/2021)
RR
Kansas(8/25/2021)
RR
Kentucky(8/25/2021)
RR
Louisiana(8/25/2021)
RR
Maine(8/25/2021)
RR
Maryland(8/25/2021)
RR
Massachusetts(8/25/2021)
RR
Michigan(8/25/2021)
RR
Minnesota(8/25/2021)
RR
Mississippi(8/25/2021)
RR
Missouri(8/25/2021)
RR
Montana(8/25/2021)
RR
Nebraska(8/25/2021)
RR
Nevada(8/25/2021)
RR
New Hampshire(8/25/2021)
RR
New Jersey(8/25/2021)
RR
New Mexico(8/25/2021)
RR
New York(8/25/2021)
RR
North Carolina(8/25/2021)
RR
North Dakota(8/25/2021)
RR
Ohio(8/25/2021)
RR
Oklahoma(8/25/2021)
RR
Oregon(8/25/2021)
RR
Pennsylvania(8/25/2021)
RR
Puerto Rico(1/7/2022)
RR
Rhode Island(8/25/2021)
RR
South Carolina(8/25/2021)
RR
South Dakota(8/25/2021)
RR
Tennessee(8/25/2021)
RR
Texas(8/25/2021)
IAR
Texas(3/31/2025)
RR
Utah(8/25/2021)
RR
Vermont(8/25/2021)
RR
Virginia(8/25/2021)
RR
Washington(8/25/2021)
RR
West Virginia(8/25/2021)
RR
Wisconsin(8/25/2021)
RR
Wyoming(8/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
