Todd A. Mangis
Professional summary
Todd A Mangis, who also goes by Todd Allan Mangis, Todd Mangis, is a registered financial professional currently at PIMCO INVESTMENTS LLC located in Miami, Florida.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd A Mangis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2011 - Present
PIMCO INVESTMENTS LLC
Office #1: 600 Brickell Avenue 21st Floor, Miami, FL 33131March 19, 2008 - March 14, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 5, 2008 - March 14, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 2005 - February 12, 2008
NEUBERGER BERMAN BD LLC
June 27, 2005 - February 12, 2008
NEUBERGER BERMAN BD LLC
March 26, 2003 - June 13, 2005
BNY MELLON SECURITIES CORPORATION
March 26, 2003 - June 14, 2005
LIGHTHOUSE DREYFUS GROWTH ADVISORS
May 30, 2002 - May 30, 2002
BNY MELLON SECURITIES CORPORATION
April 3, 2001 - June 13, 2005
BNY MELLON SECURITIES CORPORATION
April 10, 2000 - April 17, 2001
NATIONWIDE SECURITIES, LLC
June 11, 1999 - March 7, 2000
PORTLAND INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(9/6/2012)
(9/26/2019)
(3/17/2011)
(9/6/2012)
(7/3/2017)
(8/9/2024)
(1/3/2023)
Exams
FINRA
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
PIMCO INVESTMENTS LLC
CRD#: 154957Miami, FL 33131TRUST BUT VERIFY
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