Michael J. Fee
Professional summary
Michael John Fee is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Fee's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2025 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017May 6, 2019 - January 10, 2025
DINOSAUR FINANCIAL GROUP, L.L.C
December 12, 2017 - May 2, 2019
CLEARVIEW TRADING ADVISORS, INC.
July 14, 2014 - January 26, 2017
BTIG, LLC
March 28, 2011 - July 22, 2014
BCP SECURITIES, INC.
September 25, 2006 - March 17, 2011
MCMAHAN SECURITIES CO. L.P.
January 8, 2004 - May 9, 2006
COWEN AND COMPANY
February 21, 2002 - January 15, 2004
EASTBROOK CAPITAL GROUP LLC
April 17, 2001 - November 2, 2001
BMO CAPITAL MARKETS CORP.
May 21, 1999 - April 5, 2001
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2025)
(7/24/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/23/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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