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For Advisors
FP

Frank C. Poerio

MONNESS CRESPI HARDT & CO.
New York, NY 10017-2047
Some features on this profile are disabled
CRD#: 3209719
FP

Professional summary

Frank Christopher Poerio, who also goes by Frank Christopher Poerio, is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.

Frank is registered as a RR (Registered Representative) and started their career in finance in 2003. Frank has worked at 10 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Frank Christopher Poerio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Christopher Poerio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2025 - Present

MONNESS CRESPI HARDT & CO., INC.

Office #1: 767 Third Avenue, New York, NY 10017-2047
BD
CRD#: 7424
New York, NY
Past

September 29, 2023 - September 5, 2025

UBS SECURITIES LLC

BD
CRD#: 7654
New York, NY
Past

February 5, 2021 - September 29, 2023

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

April 1, 2019 - February 1, 2021

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

August 27, 2014 - September 13, 2018

KEEFE, BRUYETTE & WOODS, INC.

BD
CRD#: 481
NEW YORK, NY
Past

August 27, 2014 - April 12, 2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
NEW YORK, NY
Past

December 6, 2013 - August 29, 2014

NORTHLAND SECURITIES, INC.

BD
CRD#: 40258
NEW YORK, NY
Past

March 27, 2012 - January 11, 2013

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

April 23, 2010 - September 27, 2012

CANACCORD GENUITY SECURITIES LLC

BD
CRD#: 24790
NEW YORK, NY
Past

January 2, 2003 - February 4, 2009

HEDGE HARBOR INC.

BD
CRD#: 44324
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/5/2025)
RR
Connecticut
(9/5/2025)
RR
District of Columbia
(9/5/2025)
RR
Florida
(9/5/2025)
RR
Georgia
(9/5/2025)
RR
Illinois
(9/5/2025)
RR
Maryland
(9/5/2025)
RR
Massachusetts
(9/5/2025)
RR
Minnesota
(9/5/2025)
RR
New Jersey
(9/5/2025)
RR
New York
(9/5/2025)
RR
Ohio
(9/5/2025)
RR
South Carolina
(9/5/2025)
RR
Wisconsin
(9/5/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/24/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 9/20/2010
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 5/18/2010
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 12/23/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/10/2025
Registered Options Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

MC
MONNESS CRESPI HARDT & CO., INC.
MONNESS CRESPI HARDT & CO., INC. | MONNESS, WILLIAMS, CRESPI & CO., INC.

CRD#: 7424 / SEC#: , 8-21380

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
767 Third Avenue, New York, NY 10017-2047
Mailing Address
767 Third Avenue, New York, NY 10017-2047
Phone number
(212) 838-7575
Established
New York since 11/01/1996
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRESPI, NEIL STEVENPRESIDENT/ (CEO-EQUIVALENT)857348
MONNESS, ANDREW JAMESCHAIRMAN/FINOP338145
BLANCO, WILLIAM JOHNVICE PRESIDENT/FINOP2759359
FERGUSON-MORAN, KAREN ANNCCO4669988

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONNESS CRESPI HARDT & CO., INC.

CRD#: 7424New York, NY 10017-2047

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