Casey A. Sutton
Professional summary
Casey Aaron Sutton, who also goes by Casey Aaron Sutton, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Casey is registered as a RR (Registered Representative) and started their career in finance in 1999. Casey has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Casey Aaron Sutton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 6, 2016 - March 5, 2018
THE LEADERS GROUP, INC.
May 6, 2015 - October 5, 2016
MSI FINANCIAL SERVICES, INC.
March 30, 2015 - October 5, 2016
MSI FINANCIAL SERVICES, INC.
January 31, 2014 - January 27, 2015
PRUCO SECURITIES, LLC.
March 14, 2013 - January 13, 2014
THE LEADERS GROUP, INC.
August 13, 2012 - March 19, 2013
VOYA FINANCIAL ADVISORS, INC.
February 17, 2012 - August 10, 2012
VOYA FINANCIAL ADVISORS, INC.
January 12, 2010 - December 31, 2011
THE LEADERS GROUP, INC.
April 21, 2008 - January 13, 2010
AMERICAN GENERAL EQUITY SERVICES CORPORATION
May 14, 2007 - January 25, 2008
EQUITABLE DISTRIBUTORS, LLC
January 13, 2005 - May 16, 2007
PACIFIC SELECT DISTRIBUTORS, LLC
February 6, 2004 - December 31, 2004
MUTUAL SERVICE CORPORATION
September 9, 2003 - December 31, 2004
MUTUAL SERVICE CORPORATION
October 24, 2000 - February 7, 2003
EQUITABLE DISTRIBUTORS, LLC
April 19, 1999 - March 8, 2000
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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