Michael A. Dotto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Dotto, AIF®, who also goes by Michael Anthony Doto, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2016 - December 27, 2016
VOYA FINANCIAL PARTNERS, LLC
November 20, 2012 - February 6, 2013
VOYA FINANCIAL ADVISORS, INC.
October 15, 2012 - February 6, 2013
VOYA FINANCIAL ADVISORS, INC.
April 14, 2008 - December 27, 2016
VOYA RETIREMENT ADVISORS, LLC
February 6, 2003 - October 20, 2016
VOYA RETIREMENT ADVISORS, LLC
October 24, 2000 - July 30, 2001
VOYA RETIREMENT ADVISORS, LLC
May 30, 2000 - October 25, 2000
CITISTREET EQUITIES LLC
June 7, 1999 - May 31, 2000
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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