James G. Coletti
Professional summary
James Gerard Coletti, who also goes by James Coletti, Jamie Coletti, is a registered financial professional currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Gerard Coletti's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2023 - Present
THORNBURG SECURITIES LLC
Office #1: 2300 North Ridgetop Road, Santa Fe, NM 87506November 30, 2004 - March 13, 2023
NATIXIS DISTRIBUTION, LLC
March 30, 2004 - November 23, 2004
FIDELITY DISTRIBUTORS COMPANY LLC
September 13, 2001 - February 25, 2004
BOFA DISTRIBUTORS, INC.
April 28, 2000 - September 19, 2000
MFS FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2023)
(6/14/2023)
Exams
FINRA
Current Firm
THORNBURG SECURITIES LLC
CRD#: 14857 / SEC#: , 8-31249
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
