Michael S. Helveston

WHITFORD FINANCIAL PLANNING

Exton, PA 19341

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CRD#: 3208618

Professional summary

Michael Scott Helveston, CFP® is a registered financial advisor currently at WHITFORD FINANCIAL PLANNING located in Exton, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Helveston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

May 9, 2023 - Present

WHITFORD FINANCIAL PLANNING

Office #1: 600 Eagleview Boulevard, Suite 300, Exton, PA 19341

RIA

CRD#: 325988

Exton, PA

Past

February 23, 2007 - March 20, 2023

RODGERS & ASSOCIATES

RIA

CRD#: 121700

LANCASTER, PA

Past

July 8, 2003 - February 13, 2007

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

March 20, 2001 - February 13, 2007

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/16/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WHITFORD FINANCIAL PLANNING

WHITFORD FINANCIAL PLANNING | WHITFORD FINANCIAL PLANNING LLC

CRD#: 325988 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (5/9/2023 Approved)

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Contact information

Main Address

600 Eagleview Boulevard, Suite 300, Exton, PA 19341

Mailing Address

Phone number

(215) 378-4000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 8,114,595

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Helveston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Helveston's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITFORD FINANCIAL PLANNING

RODGERS & ASSOCIATES

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/2003

Series 63

Date: 3/30/2001

Series 7

Date: 6/16/2003

Series 6

Date: 3/19/2001

Current Firm

WHITFORD FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WHITFORD FINANCIAL PLANNING

TRUST BUT VERIFY

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