David E. Sharek

SHAREKS STOCK PORTFOLIOS

JACKSONVILLE, FL 32258

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CRD#: 3208420

Professional summary

David Edwin Sharek is a registered financial advisor currently at SHAREKS STOCK PORTFOLIOS located in Jacksonville, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. SHAREK IS CURRENTLY SOLICITING PUBLISHERS FOR THE PURPOSE OF DISTRIBUTING AN INVESTMENT RELATED BOOK, OF WHICH HE IS THE AUTHOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edwin Sharek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 29, 2012 - Present

SHAREKS STOCK PORTFOLIOS

Office #1: 12574 Flager Center Blvd Suite 101, Jacksonville, FL 32258

RIA

CRD#: 144822

JACKSONVILLE, FL

Past

August 24, 2007 - December 31, 2011

SHAREKS STOCK PORTFOLIOS

RIA

CRD#: 144822

NEW YORK CITY, NY

Past

January 6, 2003 - January 23, 2008

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

NEW YORK, NY

Past

November 4, 2002 - January 23, 2008

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

NEW YORK, NY

Past

May 17, 1999 - November 15, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/10/2024)

IAR

Mississippi
(5/2/2012)

IAR

New York
(11/17/2021)

IAR

Tennessee
(2/29/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/14/1999

General Securities Representative Examination

Current Firm

SHAREKS STOCK PORTFOLIOS

DAVIDSHAREK.COM | SHAREKS, LLC. | SHAREKS, LLC | SHAREKS STOCK PORTFOLIOS | SHAREK'S STOCK PORTFOLIO MANAGEMENT

CRD#: 144822 / SEC#: 801-68237

RIA

Registered Investment Advisory firm - (6/15/2012 Terminated)

Florida

Registered Investment Advisory firm - (9/10/2024 Approved)

Mississippi

Registered Investment Advisory firm - (4/11/2012 Approved)

New York

Registered Investment Advisory firm - (2/28/2012 Approved)

Tennessee

Registered Investment Advisory firm - (1/10/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

12574 Flager Center Blvd Suite 101, Jacksonville, FL 32258

Mailing Address

Phone number

(917) 657-8126

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 10,930,138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David E. Sharek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edwin Sharek's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHAREKS STOCK PORTFOLIOS

SHAREKS STOCK PORTFOLIOS

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2002

Series 63

Date: 5/21/1999

Series 7

Date: 5/14/1999

Current Firm

SHAREKS STOCK PORTFOLIOS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHAREKS STOCK PORTFOLIOS

TRUST BUT VERIFY

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