Christopher W. Jeffrey
Professional summary
Christopher William Jeffrey, who also goes by Chris W Jeffrey, Chris William Jeffrey, Chris Jeffrey, Christopher W Jeffrey, Christopher Jeffrey, Cj Jeffrey, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher William Jeffrey's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 14321 N Northsight Blvd, Scottsdale, AZ 85260August 8, 2019 - July 28, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 2019 - July 28, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2018 - April 24, 2019
J.P. MORGAN SECURITIES LLC
January 25, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
September 3, 2009 - March 8, 2018
SCOTTRADE, INC.
October 27, 2008 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 2008 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 2007 - August 13, 2007
LPL FINANCIAL LLC
July 1, 2003 - February 21, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 28, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 31, 2000 - March 2, 2001
IDS LIFE INSURANCE COMPANY
May 31, 2000 - March 2, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2026)
Exams
FINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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