Brenda Hinton
Professional summary
Brenda Hinton, who also goes by Brenda Inez Hinton, Brenda Inez Hinton-miller, Brenda Hinton-miller, is a registered financial professional currently at NASDAQ CAPITAL MARKETS ADVISORY LLC located in New York, New York and NASDAQ EXECUTION SERVICES, LLC located in New York, New York.
Brenda is registered as a RR (Registered Representative) and started their career in finance in 1999. Brenda has worked at 16 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 4, Series 14, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brenda Hinton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2020 - Present
NASDAQ CAPITAL MARKETS ADVISORY LLC
Office #1: 151 West 42nd Street, New York, NY 10036January 16, 2020 - Present
NASDAQ EXECUTION SERVICES, LLC
Office #1: 151 W 42nd Street, New York, NY 10036January 16, 2020 - July 21, 2021
EXECUTION ACCESS, LLC
January 16, 2020 - July 5, 2022
NPM SECURITIES, LLC
January 16, 2020 - December 23, 2024
NFSTX, LLC
August 13, 2015 - June 10, 2016
BNY MELLON SECURITIES CORPORATION
August 13, 2015 - January 18, 2019
BNY MELLON CAPITAL MARKETS, LLC
May 28, 2014 - January 18, 2019
PERSHING ADVISOR SOLUTIONS LLC
January 15, 2014 - January 17, 2014
PERSHING ADVISOR SOLUTIONS LLC
January 15, 2014 - January 17, 2014
BNY MELLON SECURITIES CORPORATION
January 15, 2014 - January 17, 2014
BNY MELLON CAPITAL MARKETS, LLC
August 28, 2012 - January 18, 2019
PERSHING LLC
July 11, 2012 - September 4, 2012
BARCLAYS CAPITAL INC.
October 3, 2008 - October 4, 2010
BNP PARIBAS PRIME BROKERAGE, INC.
October 17, 2006 - December 5, 2011
BNP PARIBAS SECURITIES CORP.
July 27, 2005 - October 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 13, 2001 - June 23, 2005
GOLDMAN SACHS & CO. LLC
April 18, 2000 - January 6, 2004
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
April 20, 1999 - August 22, 2001
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2020)
(1/16/2020)
(1/16/2020)
(1/16/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NASDAQ EXECUTION SERVICES, LLC
CRD#: 7270 / SEC#: , 8-37329
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE NASDAQ STOCK MARKET, LLC | SOLE MEMBER | |
| CRANE, LINDA | PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 4374198 |
| HINTON-MILLER, BRENDA | CHIEF COMPLIANCE OFFICER | 3208241 |
| LAWN, DAVID EDWARD | CHIEF EXECUTIVE OFFICER | 3155025 |
| MARIGLIANO, DONALD EDWARD JR | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | 1843181 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
