MK
Marcus C. Kincaid
VOYA FINANCIAL ADVISORS
Louisville, MS 39339
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CRD#: 3207733
MK
Professional summary
Marcus Chadale Kincaid is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Louisville, Mississippi.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Marcus has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:WINSTON COUNTY MEDICAL FOUNDATION; No; 562 EAST MAIN ST; LOUISVILLE; MS; 39339; BOARD OF DIRECTORS; MEMBER; 9/30/2013; 1; 0; ATTEND MEETINGS AND ELECT A BOARD OF DIRECTORS ONCE A YEAR|NAME OF ENTITY: MARCUS KINCAID; Yes; PO BOX 1241; LOUISVILLE; MS; 39339; FIXED ANNUITY SALES; CAREER AGENT; 10/14/2008; 10; 10; FIXED ANNUITIES SALES.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2458 S CHURCH AVE; LOUISVILLE; MS; 39339; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/19/2013; 5; 5; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:WLSM; No; 2142 HWY 14 E; LOUISVILLE; MS; 39339; BROADCASTIN HIGH SCHOOL FOOTBALL; BROADCASTER; 8/21/2015; 20; 0; PROVIDE UPDATES REGARDING HIGH SCHOOL FOOTBALL GAMES.|
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Chadale Kincaid's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marcus Chadale Kincaid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 2458 S Church Ave, Louisville, MS 39339RIA
BD
CRD#: 2882
Louisville, MS
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 2458 S Church Ave, Louisville, MS 39339RIA
BD
CRD#: 2882
Louisville, MS
Past
March 21, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
LOUISVILLE, MS
Past
March 21, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
January 9, 2006 - March 9, 2006
BALLEW ADVISORS INC
RIA
CRD#: 110522
JACKSON, MS
Past
January 9, 2006 - March 8, 2006
BALLEW INVESTMENTS, INC.
BD
CRD#: 32028
JACKSON, MS
Past
August 7, 2003 - January 13, 2006
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
RIDGELAND, MS
Past
May 11, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
May 11, 1999 - January 13, 2006
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/22/2013)
RR
Arizona(4/5/2016)
RR
Arkansas(4/30/2021)
RR
California(7/15/2025)
RR
Florida(7/16/2020)
RR
Georgia(5/23/2018)
RR
Illinois(7/15/2025)
RR
Iowa(11/1/2016)
RR
Louisiana(4/13/2021)
RR
Maine(7/24/2017)
RR
Maryland(6/1/2016)
RR
Massachusetts(7/15/2025)
RR
Michigan(10/20/2016)
RR
Mississippi(1/3/2011)
IAR
Mississippi(1/3/2011)
RR
New Jersey(2/8/2019)
RR
New York(5/10/2024)
IAR
New York(5/10/2024)
RR
North Carolina(6/26/2025)
RR
Ohio(4/27/2017)
RR
Rhode Island(1/18/2018)
RR
South Carolina(6/29/2017)
RR
Tennessee(1/25/2017)
RR
Texas(2/11/2016)
IAR
Texas(4/30/2020)
RR
Utah(8/9/2019)
RR
Virginia(1/20/2023)
RR
Wisconsin(3/30/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
