Charmaine J. Balok
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charmaine Jeanette Balok was a registered financial professional .
Charmaine is a previously registered financial professional and started their career in finance in 1999. Charmaine had worked at 6 firms and has passed the Series 66, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2011 - November 9, 2020
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
August 26, 2002 - November 8, 2010
BB&T ASSET MANAGEMENT, INC.
August 20, 2002 - January 23, 2004
BB&T INVESTMENT SERVICES, INC.
March 12, 2001 - July 12, 2002
INVESMART ADVISORS INC
January 25, 2001 - July 12, 2002
INVESMART SECURITIES, LLC
June 16, 1999 - July 28, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
CRD#: 106156 / SEC#: 801-42913
Contact information
Red Flags
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