Lori D. Patterson

CENTERPOINT ADVISORS

Needham, MA 02494

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CRD#: 3206154

Professional summary

Lori D Patterson, who also goes by Lori D Day, Lori Dionne Day, Lori Dionne Patterson, is a registered financial advisor currently at CENTERPOINT ADVISORS, LLC located in Needham, Massachusetts.

Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lori has worked at 11 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori D Day | Lori Dionne Day | Lori Dionne Patterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LAFAYETTE HOUSE, NONINVESTMENT RELATED.109 WASHINGTON ST, FOXBOROUGH, MA.RESTUARANT.HOSTESS.20HRS/MTH ONLY ON SATURDAYS. - Non Investment Related CENTERPOINT ADVISORS, LLC; INVESTMENT RELATED; 160 HOURS/ MONTH - customer service operations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori D Patterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2012 - Present

CENTERPOINT ADVISORS, LLC

Office #1: 175 Highland Avenue Suite 302, Needham, MA 02494

RIA

CRD#: 156698

Needham, MA

Past

October 21, 2016 - April 27, 2021

WOOD (ARTHUR W.) COMPANY, INC.

CRD#: 3798

Needham, MA

Past

December 7, 2012 - May 28, 2015

DETWILER FENTON WEALTH MANAGEMENT INC

CRD#: 16063

NEEDHAM, MA

Past

June 18, 2012 - December 7, 2012

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEEDHAM, MA

Past

May 30, 2012 - May 30, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 29, 2012 - May 30, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LINCOLN, RI

Past

December 3, 2010 - February 10, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOSTON, MA

Past

November 23, 2010 - February 10, 2011

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

June 10, 2008 - March 26, 2010

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

BOSTON, MA

Past

June 9, 2008 - March 26, 2010

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

BOSTON, MA

Past

January 25, 2008 - May 7, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WELLESLEY, MA

Past

January 25, 2008 - May 7, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

WELLESLEY, MA

Past

December 19, 2006 - January 29, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

December 16, 2006 - January 29, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 9, 2004 - November 29, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

August 26, 2003 - November 29, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

June 27, 2002 - September 18, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

KNOXVILLE, TN

Past

May 8, 2002 - September 18, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

November 9, 2000 - May 7, 2002

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTERPOINT ADVISORS, LLC

CRD#: 156698 / SEC#: 801-72619

RIA

Registered Investment Advisory firm - (7/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/22/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/4/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/8/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2000

General Securities Representative Examination

Current Firm

CENTERPOINT ADVISORS, LLC

CRD#: 156698 / SEC#: 801-72619

RIA

Registered Investment Advisory firm - (7/26/2011 Approved)

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Contact information

Main Address

175 Highland Avenue Suite 302, Needham, MA 02494

Mailing Address

Phone number

(781) 400-1748

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CENTERPOINT ADVISORS, LLC DISCLOSURE BROCHURE 3.26.25 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,020
AUM (Assets Under Management)	$ 687,679,354

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/07/2024	Cover Page	Report
12/19/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lori D. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori D Patterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOOD (ARTHUR W.) COMPANY, INC.

DETWILER FENTON WEALTH MANAGEMENT INC

NATIONAL SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

CENTERPOINT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/4/2000

Series 7TO

Date: 9/8/2022

SIE

Date: 10/1/2018

Series 7

Date: 11/8/2000

Current Firm

CENTERPOINT ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CENTERPOINT ADVISORS, LLC

TRUST BUT VERIFY

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