Elizabeth D. Covin
Professional summary
Elizabeth Diane Covin, who also goes by Diane Covin, Diane Sweatt, Elizabeth Diane Sweatt, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1999. Elizabeth has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Diane Covin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 16, 2023 - June 1, 2026
FIRST HEARTLAND CAPITAL, INC.
September 15, 2014 - November 21, 2023
AMERITAS INVESTMENT COMPANY, LLC
September 29, 2003 - September 22, 2014
NYLIFE SECURITIES LLC
December 23, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 23, 1999 - September 19, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2026)
(6/1/2026)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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