Elizabeth D. Covin
Professional summary
Elizabeth Diane Covin, who also goes by Diane Sweatt, Elizabeth Diane Sweatt, is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Birmingham, Alabama.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1999. Elizabeth has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Diane Covin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2023 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 800 Shades Creek Parkway Suite 525, Birmingham, AL 35209September 15, 2014 - November 21, 2023
AMERITAS INVESTMENT COMPANY, LLC
September 29, 2003 - September 22, 2014
NYLIFE SECURITIES LLC
December 23, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 23, 1999 - September 19, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2023)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460Birmingham, AL 35209TRUST BUT VERIFY
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