KK
Kevin D. Kuhner
CP INVESTMENTS
Los Angeles, CA 90067-4700
Some features on this profile are disabled
CRD#: 3205452
KK
Professional summary
Kevin Doughty Kuhner is a registered financial professional currently at CP INVESTMENTS, LLC located in Los Angeles, California.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 5 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kevin Doughty Kuhner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2018 - Present
CP INVESTMENTS, LLC
Office #1: 2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700BD
CRD#: 24029
Los Angeles, CA
Past
November 10, 2015 - December 18, 2017
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
Santa Monica, CA
Past
February 14, 2011 - November 6, 2015
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEWPORT BEACH, CA
Past
June 6, 2001 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
NEWPORT BEACH, CA
Past
May 26, 1999 - January 25, 2001
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/2/2018)
RR
Alaska(2/2/2018)
RR
Arizona(2/2/2018)
RR
Arkansas(2/2/2018)
RR
California(2/2/2018)
RR
Colorado(2/2/2018)
RR
Connecticut(2/2/2018)
RR
Delaware(2/2/2018)
RR
District of Columbia(2/2/2018)
RR
Florida(2/2/2018)
RR
Georgia(2/2/2018)
RR
Hawaii(2/2/2018)
RR
Idaho(2/2/2018)
RR
Illinois(2/2/2018)
RR
Indiana(2/2/2018)
RR
Iowa(2/2/2018)
RR
Kansas(2/2/2018)
RR
Kentucky(2/2/2018)
RR
Louisiana(2/2/2018)
RR
Maine(2/2/2018)
RR
Maryland(2/2/2018)
RR
Massachusetts(2/2/2018)
RR
Michigan(2/2/2018)
RR
Minnesota(2/2/2018)
RR
Mississippi(2/2/2018)
RR
Missouri(2/2/2018)
RR
Montana(2/2/2018)
RR
Nebraska(2/2/2018)
RR
Nevada(2/2/2018)
RR
New Hampshire(2/2/2018)
RR
New Jersey(2/2/2018)
RR
New Mexico(2/2/2018)
RR
New York(2/2/2018)
RR
North Carolina(2/5/2018)
RR
North Dakota(2/2/2018)
RR
Ohio(2/5/2018)
RR
Oklahoma(2/2/2018)
RR
Oregon(2/2/2018)
RR
Pennsylvania(2/2/2018)
RR
Rhode Island(2/2/2018)
RR
South Carolina(2/2/2018)
RR
South Dakota(2/2/2018)
RR
Tennessee(2/2/2018)
RR
Texas(2/2/2018)
RR
Utah(2/2/2018)
RR
Vermont(2/2/2018)
RR
Virginia(2/2/2018)
RR
Washington(2/2/2018)
RR
West Virginia(2/2/2018)
RR
Wisconsin(2/2/2018)
RR
Wyoming(2/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CP INVESTMENTS, LLC
CANYON PARTNERS INCORPORATED | RATHGAR SECURITIES INC. | CP INVESTMENTS, LLC | CP INVESTMENTS INCORPORATED | COLDWATER SECURITIES INCORPORATED
CRD#: 24029 / SEC#: , 8-40862
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700
Mailing Address
2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700
Phone number
(310) 272-1000
Established
California since 01/30/1989
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
