Nicholas J. Letter

ADVISORS MANAGEMENT GROUP

GREEN BAY, WI 54313

Some features on this profile are disabled

CRD#: 3204542

Professional summary

Nicholas John Letter, who also goes by Nick Letter, is a registered financial advisor currently at ADVISORS MANAGEMENT GROUP INC located in Green Bay, Wisconsin.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Nicholas has worked at 2 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Letter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Letter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2013 - Present

ADVISORS MANAGEMENT GROUP INC

Office #1: 2199 Lineville Road, Green Bay, WI 54313

RIA

CRD#: 113020

GREEN BAY, WI

Past

February 10, 2006 - January 22, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

GREEN BAY, WI

Past

January 23, 2006 - January 22, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

GREEN BAY, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORS MANAGEMENT GROUP INC

CRD#: 113020 / SEC#: 801-33545

RIA

Registered Investment Advisory firm - (2/13/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/20/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/2011

General Securities Principal Examination

Current Firm

ADVISORS MANAGEMENT GROUP INC

CRD#: 113020 / SEC#: 801-33545

RIA

Registered Investment Advisory firm - (2/13/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

505 King St Ste 208, La Crosse, WI 54601

Mailing Address

Phone number

(608) 782-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/15/2025)

Regulatory assets under management

Total Number of Accounts	4,862
AUM (Assets Under Management)	$ 712,612,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joshua Gerber

PERELLA WEINBERG PARTNERS LP

NEW YORK, NY

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Andrea Robertson

JANNEY MONTGOMERY SCOTT LLC

IAR

Sewickley (wexford), PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas J. Letter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Letter's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORS MANAGEMENT GROUP INC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ADVISORS MANAGEMENT GROUP INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2006

Series 7

Date: 1/20/2006

Series 24

Date: 9/2/2011

Current Firm

ADVISORS MANAGEMENT GROUP INC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORS MANAGEMENT GROUP INC

TRUST BUT VERIFY

Similar Advisors