Melissa N. Baldwin

BHK SECURITIES

Birmingham, AL 35209

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CRD#: 3204208

Professional summary

Melissa Norris Baldwin, who also goes by Melissa Ann Cornelius, Melissa Ann Robbins, Melissa Robbins, is a registered financial professional currently at BHK SECURITIES, LLC located in Birmingham, Alabama.

Melissa is registered as a RR (Registered Representative) and started their career in finance in 1999. Melissa has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Melissa Ann Cornelius | Melissa Ann Robbins | Melissa Robbins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melissa Norris Baldwin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2006 - Present

BHK SECURITIES, LLC

Office #1: 2200 Lakeshore Drive Suite 250, Birmingham, AL 35209

RIA

CRD#: 139665

Birmingham, AL

Past

October 26, 1999 - August 31, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BIRMINGHAM, AL

Past

October 8, 1999 - October 29, 1999

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Past

June 4, 1999 - October 8, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BHK SECURITIES, LLC

CRD#: 139665 / SEC#: 801-67198, 8-67236

RIA

Registered Investment Advisory firm - SEC (9/21/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/1/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/2/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BHK SECURITIES, LLC

CRD#: 139665 / SEC#: 801-67198, 8-67236

RIA

Registered Investment Advisory firm - SEC (9/21/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

2200 Lakeshore Drive, Suite 250 Suite 250, Birmingham, AL 35209-8803

Mailing Address

2200 Lakeshore Drive, Suite 250, Birmingham, AL 35209

Phone number

(205) 322-2025

Established

Alabama since 03/21/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (9 States and Territories)

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/24/2025)

PART 2A (3/24/2025)

Direct owners and executive officers

Name	Position	CRD#
BHK HOLDINGS, LLC	MANAGING MEMBER
HAZZARD, MEREDYTH ROBERTS	CEO / FINOP / PFO / POO	1427196
KNIGHT, JAMES BAILEY	CHIEF COMPLIANCE OFFICER / SROP / CROP	2787109

Regulatory assets under management

Total Number of Accounts	191
AUM (Assets Under Management)	$ 133,843,583

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/31/2025	Cover Page	Report
02/27/2024	Cover Page	Report
02/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melissa N. Baldwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melissa Norris Baldwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

THE ROBINSON-HUMPHREY COMPANY, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BHK SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/3/1999

FINRA

Current Firm

BHK SECURITIES, LLC

Contact information

SEC notice filing (9 States and Territories)

FINRA licenses (27 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BHK SECURITIES, LLC

TRUST BUT VERIFY

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