James Bailey Knight
Professional Summary
James Bailey Knight, who also goes by James Bailey Knight III, James Bailey III Knight, is a registered financial advisor currently at BHK INVESTMENT ADVISORS located in Birmingham, Alabama and BHK SECURITIES, LLC located in Birmingham, Alabama. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Bailey Knight Iii, James Bailey Iii Knight
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BHK INVESTMENT ADVISORS | BHK INVESTMENT ADVISORS, LLC
Contact Information
Main Address
2200 Lakeshore Drive Suite 250, Birmingham, AL 35209-8803Phone Number
(205) 322-2025# of Employees
9SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
771AUM (Assets Under Management)
$794,064,525Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/31/2026 | Cover Page | Report |
| 03/31/2025 | Cover Page | Report |
| 02/27/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BHK INVESTMENT ADVISORS | BHK INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
(5/17/2006)
(6/28/2006)
(10/20/2026)
(1/29/2025)
(8/12/2006)
(6/28/2006)
(6/20/2025)
(5/26/2021)
(12/6/2021)
(5/9/2017)
(3/19/2026)
(8/8/2013)
(7/19/2006)
(8/30/2006)
(7/3/2007)
(6/28/2006)
(5/28/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2002About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Bailey Knight's CRS (Customer Relationship Summary).
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