SH
Shawn P. Harrison
CETERA INVESTMENT ADVISERS LLC
Thibodaux, LA 70301
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CRD#: 3204202
SH
Professional summary
Shawn Patrick Harrison, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Thibodaux, Louisiana and CETERA WEALTH SERVICES, LLC located in New Iberia, Louisiana.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Shawn has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COSOURCE FINANCIAL GROUP, LLC NON FIDUCIARY CONSULTING SERVICES POSITION: MANAGING PARTNER NATURE: CONSULTING SERVICES INVRELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HRS: 6 START DATE: 07/02/2014 ADDRESS: Lafayette LA DESCRIPTION: Ret plan consulting services 2) COSOURCE FINANCIAL GROUP POSITION: MANAGING PARTNER NATURE: FINANCIAL PLANNING INV RELATED: Yes NUMBER OF HRS: 100 SECURITIES TRADING HRS: 10 START DATE: 08/01/2001 ADDRESS: Lafayette LA DESCRIPTION: PROVIDING CLIENTS WITH INVESTMENTS 3) DERIVATIVE BENEFITS LLC POSITION: INSURANCE SOLICITOR NATURE: HEALTH INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HRS: 40 SECURITIES TRADING HRS: 1 START DATE: 01/01/2007 ADDRESS: Lafayette LA 70508 DESCRIPTION: SELLING HEALTH INSURANCE 4) HARRISON FINANCIAL POSITION: INSURANCE SOLICITOR NATURE: HEALTH INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HRS: 10 SECURITIES TRADING HRS: 10 START DATE: 01/01/2003 ADDRESS: Labadieville LA DESCRIPTION: I SOLICIT GROUP HEALTH PLANS 5) SPH CONTRACTORS, LLC POSITION: OWNER NATURE: LABOR CONTRACTING INV RELATED: No NUMBER OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 9/4/2010 ADDRESS: Thibodaux LA DESCRIPTION: Labor contracting 6) ASLR INSURANCE SERVICES, LLC POSITION: REFERRAL SOURCE NATURE: BUSINESS GROUP HEALTH INV RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2006 ADDRESS: Houma LA DESCRIPTION: Refer them into a business. 7) SPH CONSULTING, LLC POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INV RELATED: Yes NUMBER OF HRS: 150 SECURITIES TRADING HRS: 5 START DATE: 9/8/12 ADDRESS: Lafayette LA DESCRIPTION: Financial services 8) HARRISON DEVELOPMENT & HOLDINGS POSITION: MEMBER NATURE: RENTAL REAL ESTATE INV RELATED: Yes NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 03/07/2008 ADDRESS: Napoleonville LA DESCRIPTION: Rental real estate 9) MAIN REP, LLC POSITION: MANAGING PARTNER NATURE: REAL ESTATE HOLDING COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2011 ADDRESS: New Iberia LA DESCRIPTION: MAKE SURE THE PROPERTIES ARE MAINTAINED AND OCCUPIED 10) OPTIMAL BENEFITS AND INSURANCE SERVICES, LLC POSITION: REFERRAL SOURCE NATURE: GROUP HEALTH INSURANCE SALES INV RELATED: Yes NUMBER OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 10/01/2016 ADDRESS: New Iberia LA DESCRIPTION: Refer potential group health insurance clients to them. 11) DELTA WATERFOWL POSITION: Board Memeber NATURE: Raise money for waterfowl conservation INVESTMENT RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 01/18/2017 ADDRESS: 1412 Basin Ave., Bismark ND DESCRIPTION: I help with the banquet each year and meet twice per year 12) UPSIDE DOWNS POSITION: Board Memeber NATURE: Raising awareness for kids and adults with down syndrome INV RELATED: No NUMBER OF HRS: 6 SECURITIES TRADING HRS: 0 START DATE: 08/01/2016 ADDRESS: P.O. Box 1819, Thibodaux LA DESCRIPTION: Help with events we put on and spreading awareness 13) HRD PROPERTIES POSITION: Owner NATURE: Real estate company owning a office building. INV RELATED: Yes NUMBER OF HRS: 0 SECURITIES TRADING HRS: 1 START DATE: 03/06/2019 ADDRESS: 400 Hale Dr, Thibodaux LA DESCRIPTION: I own 1/3 of the building. No other duties. 14) W ATHLETIC FOUNDATION POSITION: Board Member NATURE: A non profit that raises money for EDW (local high school) athletic programs. INV RELATED: No NUMBER OF HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 04/02/2018 ADDRESS: 300 Plater Dr, Thibodaux LA DESCRIPTION: Help with fundraisers and promote the organization. 15) HARRISON CONSULTING, INC POSITION: NULL NATURE: CLERICAL WORK INV RELATED: NO NUMBER OF HRS: NULL SECURITIES TRADING HRS: NULL START DATE: NULL ADDRESS: Lafayette,
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Patrick Harrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 406 W. 3rd St., Thibodaux, LA 70301Office #2: 152 West Main Street, New Iberia, LA 70560RIA
CRD#: 105644
Thibodaux, LA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 152 West Main Street, New Iberia, LA 70560Office #2: 406 W. 3rd St., Thibodaux, LA 70301BD
CRD#: 13572
NEW IBERIA, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Thibodaux, LA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Thibodaux, LA
Past
March 8, 2007 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
THIBODAUX, LA
Past
March 8, 2007 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
NEW IBERIA, LA
Past
December 7, 2006 - March 16, 2007
OSAIC FS, INC.
RIA
CRD#: 3870
LAFAYETTE, LA
Past
May 28, 2003 - March 16, 2007
OSAIC FS, INC.
BD
CRD#: 3870
LAFAYETTE, LA
Past
July 17, 2001 - May 21, 2003
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
October 8, 1999 - July 18, 2001
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/18/2025)
RR
Louisiana(9/5/2025)
IAR
Louisiana(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
