Robert L. Huish
Professional summary
Robert Lynn Huish, who also goes by Rob Huish, Robert Huish, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona and CETERA ADVISORS LLC located in Scottsdale, Arizona.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lynn Huish's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253May 17, 2021 - Present
CETERA ADVISORS LLC
Office #1: 7025 N Scottsdale Rd Ste 115 & 110, Scottsdale, AZ 85253May 17, 2021 - March 21, 2024
CETERA ADVISORS LLC
September 29, 2009 - May 26, 2021
FFEC WEALTH PARTNERS LLC
September 29, 2009 - May 26, 2021
FFEC WEALTH PARTNERS LLC
June 22, 2007 - October 21, 2009
AMERIPRISE ADVISOR SERVICES, INC.
July 31, 2006 - October 21, 2009
AMERIPRISE ADVISOR SERVICES, INC.
April 19, 1999 - August 11, 2006
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2023)
(5/17/2021)
(3/21/2024)
(5/17/2021)
(5/17/2021)
(5/17/2021)
(2/2/2022)
(5/17/2021)
(5/17/2021)
(5/17/2021)
(5/17/2021)
(10/24/2025)
(8/12/2024)
(5/17/2021)
(5/17/2021)
(5/17/2021)
(10/3/2023)
(5/17/2021)
(3/21/2024)
(5/17/2021)
(5/17/2021)
(5/17/2021)
(6/1/2021)
(5/27/2021)
(5/17/2021)
(5/17/2021)
(10/25/2024)
(5/17/2021)
(5/17/2021)
(5/17/2021)
(3/21/2024)
(5/17/2021)
(5/17/2021)
(5/26/2021)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.