Suzanne D. Landini
Professional summary
Suzanne D Landini, who also goes by Suzanne Dl Carlsen, Suzanne D L Ferguson, Suzanne D Landini, Suzanne Drake Landini, is a registered financial professional currently at EQUITABLE ADVISORS, LLC located in Bessemer City, North Carolina and EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Suzanne is registered as a RR (Registered Representative) and started their career in finance in 1999. Suzanne has worked at 5 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Suzanne D Landini's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2025 - Present
EQUITABLE ADVISORS, LLC
Office #2: 7207 Ibm Drive 2nd Fl, Charlotte, NC 28262May 5, 2026 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262April 5, 2011 - October 25, 2024
WELLS FARGO SECURITIES, LLC
July 4, 2008 - March 25, 2011
WELLS FARGO CLEARING SERVICES, LLC
March 26, 2004 - June 30, 2006
WELLS FARGO CLEARING SERVICES, LLC
February 5, 2001 - May 2, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1999 - November 17, 1999
UVEST FINANCIAL SERVICES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| LARUSSA, CHRISTOPHER JOHN | CHIEF COMPLIANCE OFFICER | 4728315 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
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