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BT

Brent A. Thomas

Some features on this profile are disabled
CRD#: 3203112
BT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brent Allan Thomas, who also goes by Brent Allan Thomas, Brent Thomas, was a registered financial professional .

Brent is a previously registered financial professional and started their career in finance in 1999. Brent had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brent Allan Thomas | Brent Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 6, 2024 - March 2, 2026

SALIENT CAPITAL L.P.

BD
CRD#: 147912
HOUSTON, TX
Past

September 4, 2024 - March 2, 2026

WESTWOOD WEALTH MANAGEMENT

RIA
CRD#: 132162
DALLAS, TX
Past

April 25, 2024 - August 19, 2024

FARTHER

RIA
CRD#: 302050
Birmingham, AL
Past

August 23, 2022 - August 31, 2023

PNC CAPITAL ADVISORS LLC

RIA
CRD#: 151829
Birmingham, AL
Past

August 23, 2022 - August 31, 2023

PNC CAPITAL MARKETS LLC

BD
CRD#: 15647
Birmingham, AL
Past

December 20, 2019 - June 2, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
Birmingham, AL
Past

December 6, 2019 - June 2, 2021

BBVA SECURITIES INC.

BD
CRD#: 27060
BIRMINGHAM, AL
Past

July 6, 2016 - January 3, 2018

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA
CRD#: 142373
COLUMBUS, OH
Past

October 28, 2015 - January 3, 2018

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

June 11, 1999 - January 6, 2000

MARKET WISE SECURITIES, LLC

BD
CRD#: 45269
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/2/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/12/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/3/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/27/2015
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 5/10/1999
General Securities Representative Examination

Current Firm

SC
SALIENT CAPITAL L.P.
SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: , 8-67938

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
10000 Memorial Drive Suite 650, Houston, TX 77024
Mailing Address
10000 Memorial Drive Suite 650, Houston, TX 77024
Phone number
(346) 348-0922
Established
Texas since 04/03/2002
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WESTWOOD HOLDINGS GROUP, INC.LIMITED PARTNERS
LANG, LAURACHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP2249418
LINTON, DAVID ONTHANKPRESIDENT1730351
SCHLAG, JAMIE LEECHIEF COMPLIANCE OFFICER6114352
WHG GP HOLDCO, LLCGENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SALIENT CAPITAL L.P.

CRD#: 147912

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