JG
Jon C. Greene
CEROS FINANCIAL SERVICES
Rockville, MD 20850
Some features on this profile are disabled
CRD#: 3202524
JG
Professional summary
Jon Christopher Greene is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Rockville, Maryland.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1999. Jon has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jon Christopher Greene's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2009 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 1445 Research Blvd., Ste 530, Rockville, MD 20850BD
CRD#: 37869
Rockville, MD
Past
May 2, 2006 - August 31, 2009
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
ROCKVILLE, MD
Past
April 20, 2005 - April 12, 2006
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
ROCKVILLE, MD
Past
February 18, 2005 - April 1, 2005
JFB PLANNING SERVICES, INC.
RIA
CRD#: 115298
ALPHARETTA, GA
Past
November 6, 2002 - November 19, 2003
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
April 20, 1999 - May 15, 2002
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2013)
RR
Alaska(1/10/2013)
RR
Arizona(1/10/2013)
RR
Arkansas(1/10/2013)
RR
California(1/10/2013)
RR
Colorado(1/10/2013)
RR
Connecticut(1/10/2013)
RR
Delaware(1/10/2013)
RR
District of Columbia(1/10/2013)
RR
Florida(1/10/2013)
RR
Georgia(1/10/2013)
RR
Hawaii(1/10/2013)
RR
Idaho(1/10/2013)
RR
Illinois(1/10/2013)
RR
Indiana(1/10/2013)
RR
Iowa(1/10/2013)
RR
Kansas(1/10/2013)
RR
Kentucky(1/10/2013)
RR
Louisiana(1/10/2013)
RR
Maine(1/10/2013)
RR
Maryland(8/28/2009)
RR
Massachusetts(1/10/2013)
RR
Michigan(1/10/2013)
RR
Minnesota(1/10/2013)
RR
Mississippi(1/10/2013)
RR
Missouri(1/10/2013)
RR
Montana(1/10/2013)
RR
Nebraska(1/10/2013)
RR
Nevada(1/10/2013)
RR
New Hampshire(1/10/2013)
RR
New Jersey(1/10/2013)
RR
New Mexico(1/10/2013)
RR
New York(1/10/2013)
RR
North Carolina(1/11/2013)
RR
North Dakota(1/10/2013)
RR
Ohio(1/11/2013)
RR
Oklahoma(1/10/2013)
RR
Oregon(1/10/2013)
RR
Pennsylvania(1/10/2013)
RR
Puerto Rico(1/10/2013)
RR
Rhode Island(1/10/2013)
RR
South Carolina(1/10/2013)
RR
South Dakota(1/10/2013)
RR
Tennessee(1/10/2013)
RR
Texas(1/10/2013)
RR
Utah(1/10/2013)
RR
Vermont(1/10/2013)
RR
Virginia(1/10/2013)
RR
Washington(1/10/2013)
RR
West Virginia(1/10/2013)
RR
Wisconsin(1/10/2013)
RR
Wyoming(1/10/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/18/2005
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CF
CEROS FINANCIAL SERVICES, INC.
ASSET MANAGEMENT SERVICES | FORTE CAPITAL GROUP | CEROS FINANCIAL SERVICES, INC. | CEROS FINANCIAL ADVISORS | CEROS CAPITAL MARKETS | CEROS BROKER SERVICE, INC. | ATLANTIC PARTNERS
CRD#: 37869 / SEC#: , 8-47955
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Mailing Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Phone number
(866) 842-3356
Established
Massachusetts since 09/30/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
