HF
Harrison S. Frindell
STATE FARM INVESTMENT MANAGEMENT
Mesa, AZ 85215-1744
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CRD#: 3202097
HF
Professional summary
Harrison Scott Frindell, who also goes by Scott Frindell, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Mesa, Arizona and STATE FARM VP MANAGEMENT CORP. located in Mesa, Arizona.
Harrison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Harrison has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Frindell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HARRISON FINANCIAL, LLC; INVESTMENT-RELATED; 2921 N POWER ROAD, UNIT 105, MESA, AZ 85215; Service Industry; OWNER; 05/2007; 4HRS; 0 SECURITY HRS; MANAGEMENT OF THE CONDO UNIT THAT HOUSES AGENCY. 2) SCOTT FRINDELL INSURANCE AGENCY, INC.; OWNER SINCE 2/2002; 2921 N POWER RD SUITE 105 MESA AZ, 85215; 150 HRS/MONTH; RUNNING MY STATE FARM AGENCY; NO SECURITIES INCOME OR IAR INCOME IS PAID TO THIS CORPORATION. 3) The village at Las Sendas office condo association; non-investment-related; c/o kidder Mathews 2525 E. camelback rd. ste 210, phoenix, AZ 85016; association/committee/council; board member; 2/16/2006; 1; 1; review the monthly & financials prepared by kidder Mathews. 4) H Scott Frindell's Insurance Agency; Insurance Agency; Investment-related; 2921 N Power Rd Ste 105 Mesa, AZ 85215-1744; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/1999; 80; 80; Service customers and supervise employees 5) Congregation Or Tzion; non-investment-related; 16415 N 90th St, Scottsdale, AZ 85260; membership/civic/fraternal organization; board member; 7/1/2022; 4; 0; Holiday services planning, ushering at services, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Harrison Scott Frindell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2921 N Power Rd Ste 105, Mesa, AZ 85215-1744RIA
CRD#: 3487
Mesa, AZ
Current
April 16, 1999 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 2921 N Power Rd Ste 105, Mesa, AZ 85215-1744BD
CRD#: 43036
Mesa, AZ
Past
March 25, 2010 - March 31, 2017
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
MESA, AZ
Past
November 9, 2004 - December 31, 2008
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/19/1999)
IAR
Arizona(8/13/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Mesa, AZ 85215-1744TRUST BUT VERIFY
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