Lee C. Schlesinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Cahn Schlesinger, who also goes by Bubby Schlesinger, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 2000. Lee had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2011 - December 5, 2011
NATIONAL SECURITIES CORPORATION
December 2, 2010 - February 10, 2011
NOBLE CAPITAL MARKETS, INC.
December 9, 2009 - April 7, 2010
KABRIK TRADING LLC
January 22, 2009 - October 1, 2009
KABRIK TRADING LLC
November 22, 2006 - January 13, 2009
BATTENKILL CAPITAL, INC.
June 1, 2006 - January 3, 2007
TETON INVESTMENT PARTNERS, LLC
April 5, 2000 - May 11, 2006
CAPITAL ONE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
