Loren T. Gard

CAPSTONE WEALTH MANAGEMENT GROUP

Bend, OR 97702-3453

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CRD#: 3201086

Professional summary

Loren Thomas Gard, CFP® is a registered financial advisor currently at CAPSTONE WEALTH MANAGEMENT GROUP, LLC located in Bend, Oregon.

Loren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Loren has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loren Thomas Gard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

November 16, 2006 - Present

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

Office #1: 404 Sw Columbia St. Suite 230, Bend, OR 97702-3453

RIA

CRD#: 128097

Bend, OR

Past

November 13, 2006 - December 31, 2009

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

BEND, OR

Past

May 9, 2002 - November 15, 2006

OSAIC WEALTH, INC.

RIA

CRD#: 23131

LAKE OSWEGO, OR

Past

January 28, 2000 - November 15, 2006

OSAIC WEALTH, INC.

CRD#: 23131

LAKE OSWEGO, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CAPSTONE WEALTH MANAGEMENT GROUP, LLC | DEVON A. GAINES CPA, PC | CAPSTONE WEALTH MANAGEMENT, LLC

CRD#: 128097 / SEC#: 801-66144

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

California

Registered Investment Advisory firm - (2/6/2006 Terminated)

Oregon

Registered Investment Advisory firm - (2/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/16/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/2000

General Securities Representative Examination

Current Firm

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CAPSTONE WEALTH MANAGEMENT GROUP, LLC | DEVON A. GAINES CPA, PC | CAPSTONE WEALTH MANAGEMENT, LLC

CRD#: 128097 / SEC#: 801-66144

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

California

Registered Investment Advisory firm - (2/6/2006 Terminated)

Oregon

Registered Investment Advisory firm - (2/2/2006 Terminated)

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Contact information

Main Address

404 Sw Columbia St. Suite 230, Bend, OR 97702-3453

Mailing Address

Phone number

(541) 330-0266

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE WEALTH MANAGEMENT BROCHURE 2A (7/11/2025)

Regulatory assets under management

Total Number of Accounts	708
AUM (Assets Under Management)	$ 233,052,669

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Loren T. Gard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loren Thomas Gard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

PACIFIC WEST SECURITIES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2001

Series 63

Date: 2/11/2000

Series 7

Date: 1/21/2000

Current Firm

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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