Justin S. Thompson
Professional summary
Justin Shane Thompson, who also goes by Justin Shane Thompson, Justin Thompson, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Richmond, Virginia.
Justin is registered as a RR (Registered Representative) and started their career in finance in 1999. Justin has worked at 9 firms and has passed the Series 66, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 10, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Justin Shane Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2023 - Present
TRUIST SECURITIES, INC.
Office #1: 1001 Semmes Ave Fl 3 & 4, Richmond, VA 23224February 23, 2021 - June 29, 2021
BB&T SECURITIES, LLC
July 17, 2020 - March 1, 2023
TRUIST INVESTMENT SERVICES, INC.
November 25, 2008 - February 17, 2021
BB&T SECURITIES, LLC
October 2, 2007 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
December 9, 2005 - October 8, 2007
FIRST CLEARING, LLC
June 6, 2002 - December 9, 2005
WELLS FARGO CLEARING SERVICES, LLC
March 9, 2002 - April 22, 2002
RBC CAPITAL MARKETS, LLC
March 28, 2001 - March 9, 2002
TUCKER ANTHONY INCORPORATED
July 2, 1999 - March 28, 2001
BRANCH, CABELL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/22/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST SECURITIES, INC.
CRD#: 6271Richmond, VA 23224TRUST BUT VERIFY
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