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RH

Robert C. Hays

CLEANBRIDGE SECURITIES
Miami, FL 33133
Some features on this profile are disabled
CRD#: 3200913
RH

Professional summary

Robert Carson Hays is a registered financial professional currently at CLEANBRIDGE SECURITIES, LLC located in Miami, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Carson Hays's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 2, 2018 - Present

CLEANBRIDGE SECURITIES, LLC

Office #1: 2601 S. Bayshore Drive Suite 1130, Miami, FL 33133
BD
CRD#: 140889
Miami, FL
Past

March 26, 2007 - December 7, 2009

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

BD
CRD#: 13594
SAN MATEO, CA
Past

June 7, 2006 - March 26, 2007

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

BD
CRD#: 27884
SAN MATEO, CA
Past

May 1, 2001 - September 21, 2007

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
SAN MATEO, CA
Past

June 25, 1999 - May 4, 2001

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

BD
CRD#: 27884
SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/2/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 12/30/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/2/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 6/24/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/18/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CLEANBRIDGE SECURITIES, LLC
CLEANBRIDGE SECURITIES, LLC | PAF SECURITIES, LLC

CRD#: 140889 / SEC#: , 8-67348

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2601 S. Bayshore Drive Suite 1130, Miami, FL 33133
Mailing Address
2601 S.. Bayshore Drive Suite 1130, Miami, FL 33133
Phone number
(305) 577-9799
Established
Delaware since 03/29/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLEANBRIDGE ADVISORS, LLCHOLDING COMPANY
MOODY, BENJAMIN SIMONPRESIDENT/CEO/CCO2345636
TENPOW, GEORGE PHILIPCFO/FINOP2938989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEANBRIDGE SECURITIES, LLC

CRD#: 140889Miami, FL 33133

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