Amir Jacobi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amir Jacobi, who also goes by Amir Hassan Jacobi, Amir Hassan Yaghoubi, was a registered financial professional .
Amir is a previously registered financial professional and started their career in finance in 1999. Amir had worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 56 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2017 - June 17, 2021
GREAT POINT CAPITAL LLC
November 7, 2014 - September 15, 2016
T3 TRADING GROUP, LLC
May 12, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
February 27, 2012 - September 27, 2013
WTS PROPRIETARY TRADING GROUP LLC
April 2, 1999 - February 18, 2000
METROPOLITAN LIFE INSURANCE COMPANY
April 2, 1999 - February 18, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 2/25/2012
Proprietary Trader Qualification ExaminationCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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