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BB

Brian D. Beldham

Some features on this profile are disabled
CRD#: 3200052
BB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian David Beldham was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1999. Brian had worked at 13 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name:5060 W12th St Investment-related:No Address:5060 W12th 90019 Nature:Rental property Position, title, or relationship:Owner Start date:09/2008 # of hours/month:7 # of hours during securities trading hours:0 Duties:Managing the property, collecting rents etc. Name:2715 Brighton Investment-related:No Address:2715 Brighton 90018 Nature:Rental property Position, title, or relationship:Owner Start date:09/2013 # of hours/month:7 # of hours during securities trading hours:0 Duties:Managing the property, collecting rents etc. Name: Imobliaria Rockface SA de CV Investment-related: Yes Address: Jack Neal Beach, Utila , Bay Islands, Honduras Nature: holding company for some real estate Position, title, or relationship: Officer Start date: 06/25/18 # of hours/month: 0 # of hours during securities trading hours: 0 Duties: signing minutes for a holding company Investor relations, advisory services to Ares funds and managed accounts, strategic initiatives, business operations or other administrative services also provided on behalf of Ares Management LLC or a related entity. Ares Management LLC is the parent company of Ares Management Capital Markets LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 18, 2023 - April 16, 2025

ARES MANAGEMENT CAPITAL MARKETS LLC

BD
CRD#: 166219
LOS ANGELES, CA
Past

January 31, 2022 - May 23, 2023

SYMPHONIC SECURITIES LLC

BD
CRD#: 139512
NEW YORK, NY
Past

January 31, 2022 - May 23, 2023

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

January 25, 2022 - May 23, 2023

SYMPHONIC FINANCIAL ADVISORS LLC

RIA
CRD#: 135603
Los Angeles, CA
Past

January 25, 2022 - May 23, 2023

CITY NATIONAL ROCHDALE

RIA
CRD#: 117198
Los Angeles, CA
Past

April 16, 2015 - January 8, 2019

SYMPHONIC SECURITIES LLC

BD
CRD#: 139512
NEW YORK, NY
Past

April 16, 2015 - January 8, 2019

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

November 14, 2012 - May 23, 2023

CITY NATIONAL SECURITIES, INC.

RIA
CRD#: 103705
LOS ANGELES, CA
Past

November 14, 2012 - May 23, 2023

CITY NATIONAL SECURITIES, INC.

BD
CRD#: 103705
LOS ANGELES, CA
Past

August 11, 2011 - November 5, 2012

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

RIA
CRD#: 108258
LOS ANGELES, CA
Past

August 10, 2011 - November 5, 2012

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
LOS ANGELES, CA
Past

November 12, 2009 - August 10, 2011

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

November 4, 2009 - August 10, 2011

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

March 27, 2006 - December 23, 2009

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA
CRD#: 104790
BOSTON, MA
Past

March 20, 2006 - November 13, 2009

ASSOCIATED SECURITIES CORP.

BD
CRD#: 12969
EL SEGUNDO, CA
Past

February 6, 2006 - March 21, 2006

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
SANTA MONICA, CA
Past

July 24, 2000 - March 21, 2006

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

June 7, 1999 - June 8, 2000

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/4/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/4/2005
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/9/2003
General Securities Principal Examination

Current Firm

AM
ARES MANAGEMENT CAPITAL MARKETS LLC
ARES INVESTOR SERVICES LLC | ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219 / SEC#: , 8-69194

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1800 Avenue Of The Stars Suite 1400, Los Angeles, CA 90067
Mailing Address
1800 Avenue Of The Stars Suite 1400, Los Angeles, CA 90067
Phone number
(310) 432-8708
Established
Delaware since 01/20/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARES MANAGEMENT LLCMEMBER130074
BRAUN, HEATHER GROSSMANCOO3141608
INFANGER, MARK CHARLESCFO AND FINOP2369723
MAGNER, BRIANCCO3069172
PAWLOWSKI, ANTHONY JOHNPRESIDENT4337887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219

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