Amy J. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Jones Olson, who also goes by Amy Elizabeth Jones, Amy J Olson, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1999. Amy had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2017 - July 30, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 20, 2016 - July 30, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 13, 2013 - April 19, 2016
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - April 19, 2016
RAYMOND JAMES & ASSOCIATES, INC.
August 23, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
August 22, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
May 12, 2010 - August 25, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
May 10, 2010 - August 25, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
August 29, 2007 - January 25, 2010
GV FINANCIAL ADVISORS, INC.
August 29, 2007 - January 25, 2010
JOYN ADVISORS, INC.
June 27, 2007 - January 20, 2010
SECURIAN FINANCIAL SERVICES, INC.
March 31, 2003 - June 11, 2007
CITIGROUP GLOBAL MARKETS INC.
January 2, 2002 - June 11, 2007
CITIGROUP GLOBAL MARKETS INC.
July 26, 2000 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
July 30, 1999 - July 28, 2000
IFG NETWORK SECURITIES, INC.
June 11, 1999 - June 29, 1999
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/23/2022
General Securities Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
