Todd E. Wiersum

ENCOMPASS FINANCIAL SERVICES

SAN DIEGO, CA 92130

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CRD#: 3199522

Professional summary

Todd Edward Wiersum, who also goes by Todd E Wiersum, is a registered financial advisor currently at ENCOMPASS FINANCIAL SERVICES located in San Diego, California.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Todd has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd E Wiersum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SOLSTICE TAX SOLUTIONS INC., NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, CPA, TAX PREPARATION AND ACCOUNTING, SINCE 12/2020, 40H/WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Edward Wiersum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2024 - Present

ENCOMPASS FINANCIAL SERVICES

Office #1: 12636 High Bluff Dr. #110, San Diego, CA 92130

RIA

CRD#: 331597

SAN DIEGO, CA

Past

January 2, 2023 - September 5, 2023

INTELLIGENCE DRIVEN ADVISERS, LLC

RIA

CRD#: 299589

CARLSBAD, CA

Past

February 15, 2019 - March 22, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

RAMONA, CA

Past

February 15, 2019 - March 22, 2022

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

RAMONA, CA

Past

December 16, 2014 - December 31, 2018

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Anacortes, WA

Past

December 16, 2014 - December 31, 2018

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Anacortes, WA

Past

October 1, 2008 - December 26, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

ANACORTES, WA

Past

October 1, 2008 - December 26, 2014

LPL FINANCIAL LLC

CRD#: 6413

ANACORTES, WA

Past

August 25, 2006 - October 3, 2008

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

MOUNT VERNON, WA

Past

June 19, 2002 - October 3, 2008

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

MOUNT VERNON, WA

Past

April 12, 2000 - July 20, 2001

AMERITRADE NORTHWEST, INC.

CRD#: 10215

PORTLAND, OR

Past

April 23, 1999 - November 4, 1999

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/2009

General Securities Principal Examination

Current Firm

ENCOMPASS FINANCIAL SERVICES

ENCOMPASS FINANCIAL HOLDINGS INC. | SOLSTICE TAX SOLUTIONS INC. | ENCOMPASS FINANCIAL SERVICES

CRD#: 331597 / SEC#:

California

Registered Investment Advisory firm - (8/1/2024 Approved)

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Contact information

Main Address

12636 High Bluff Dr. #110, San Diego, CA 92130

Mailing Address

Phone number

(858) 848-4844

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 1,814,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd E. Wiersum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Edward Wiersum's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTELLIGENCE DRIVEN ADVISERS, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

AMERITRADE NORTHWEST, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 63

Date: 4/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/20/1999

Series 24

Date: 1/28/2009

Current Firm

ENCOMPASS FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS FINANCIAL SERVICES

TRUST BUT VERIFY

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