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KB

Kevin P. Barry

KEYBANC CAPITAL MARKETS
Cleveland, OH 44114
Some features on this profile are disabled
CRD#: 3199462
KB

Professional summary

Kevin Patrick Barry is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Cleveland, Ohio.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Patrick Barry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2025 - Present

KEYBANC CAPITAL MARKETS INC.

Office #1: 127 Public Square, Cleveland, OH 44114
BD
CRD#: 566
Cleveland, OH
Past

December 23, 2019 - February 12, 2025

HILLTOP SECURITIES INC.

RIA
CRD#: 6220
Lakewood, OH
Past

December 23, 2019 - February 12, 2025

HILLTOP SECURITIES INC.

BD
CRD#: 6220
Lakewood, OH
Past

November 7, 2017 - December 24, 2019

THE HUNTINGTON INVESTMENT COMPANY

RIA
CRD#: 16986
CLEVELAND, OH
Past

November 16, 2016 - December 24, 2019

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
CLEVELAND, OH
Past

August 5, 2016 - November 23, 2016

PIPER SANDLER & CO.

RIA
CRD#: 665
WESTLAKE, OH
Past

January 31, 2014 - August 5, 2016

PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 145876
WESTLAKE, OH
Past

March 30, 2011 - November 23, 2016

PIPER SANDLER & CO.

BD
CRD#: 665
WESTLAKE, OH
Past

January 17, 2002 - April 5, 2011

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CLEVELAND, OH
Past

August 14, 2000 - December 7, 2001

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

April 22, 1999 - August 4, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/24/2025)
RR
Alaska
(2/25/2025)
RR
Arizona
(3/3/2025)
RR
Arkansas
(2/25/2025)
RR
California
(2/24/2025)
RR
Colorado
(2/25/2025)
RR
Connecticut
(2/25/2025)
RR
Delaware
(3/3/2025)
RR
District of Columbia
(2/27/2025)
RR
Florida
(2/20/2025)
RR
Georgia
(2/25/2025)
RR
Idaho
(2/25/2025)
RR
Illinois
(2/20/2025)
RR
Indiana
(3/6/2025)
RR
Iowa
(2/25/2025)
RR
Kansas
(2/24/2025)
RR
Kentucky
(2/25/2025)
RR
Louisiana
(2/25/2025)
RR
Maine
(2/26/2025)
RR
Maryland
(2/27/2025)
RR
Massachusetts
(2/24/2025)
RR
Michigan
(2/21/2025)
RR
Minnesota
(2/25/2025)
RR
Mississippi
(2/27/2025)
RR
Missouri
(2/26/2025)
RR
Montana
(2/26/2025)
RR
Nebraska
(2/24/2025)
RR
Nevada
(2/24/2025)
RR
New Hampshire
(2/25/2025)
RR
New Jersey
(2/24/2025)
RR
New Mexico
(2/28/2025)
RR
New York
(2/20/2025)
RR
North Carolina
(2/25/2025)
RR
North Dakota
(3/3/2025)
RR
Ohio
(2/12/2025)
RR
Oklahoma
(2/25/2025)
RR
Oregon
(2/25/2025)
RR
Pennsylvania
(2/25/2025)
RR
Rhode Island
(2/25/2025)
RR
South Carolina
(2/26/2025)
RR
South Dakota
(2/25/2025)
RR
Texas
(2/24/2025)
RR
Utah
(2/25/2025)
RR
Vermont
(2/25/2025)
RR
Virginia
(2/25/2025)
RR
Washington
(2/19/2025)
RR
West Virginia
(2/26/2025)
RR
Wisconsin
(2/25/2025)
RR
Wyoming
(2/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/18/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KEYBANC CAPITAL MARKETS INC.
GRADISON ASSET MANAGEMENT | MCDONALD INVESTMENTS INC. | MCDONALD & COMPANY SECURITIES, INC. | MCDONALD & COMPANY | KEYBANC CAPITAL MARKETS INC.

CRD#: 566 / SEC#: , 8-30177

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
127 Public Square, Cleveland, OH 44114
Mailing Address
127 Public Square, Cleveland, OH 44114
Phone number
(216) 689-0803
Established
Ohio since 05/18/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KEYCORPSOLE SHAREHOLDER
GILBERT, STACY LEEDIRECTOR5316644
HAYDEN, WILLIAM PATRICKCHIEF COMPLIANCE OFFICER4136632
JANOFSKY, PAULA MARIECHIEF OPERATIONS OFFICER, DIRECTOR2882776
KOVACHICK, MARK ALLANDIRECTOR, CFO5390571
PAINE, ANDREW JACKSON IIIMANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING2450522
PREISER, DOUGLAS WILLIAMCHIEF EXECUTIVE OFFICER, DIRECTOR1690776
SKARDA, JOSEPH BRIELDIRECTOR4288186

Disclosures

Regulatory Event40
Arbitration15
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KEYBANC CAPITAL MARKETS INC.

CRD#: 566Cleveland, OH 44114

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