Denise N. Moye
STRATEGIC ADVISERS LLC | Benefits & Planning Consultant, Executive Services
KNIGHTDALE, NC
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CRD#: 3199110
Professional summary
Denise Nicole Moye, who also goes by Denies Nicole Moye, Denise N Moye, Denise Moye, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Knightdale, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Denise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Denise has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Biography
As your Executive Services Benefits and Planning Consultant, I will partner with you to create a customized plan that is built around your unique goals and needs. I will provide you with the tools and knowledge to help you make your financial decisions. My top priority is to build a strong foundation of trust, educate, guide, and deliver exceptional service while we create a plan that focuses on what matters most to you and your family.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Denies Nicole Moye | Denise N Moye | Denise Moye
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 60419 | Org Name:Phase II Properties LLC | Org Addr:Knightdale, NC, US | Nature of Bus:Real Estate | Invst Rel:Y | Title:Member Manager | Duties:Owner of the LLC. I hire a property manager to manage the rental property | Start Dt:10/01/2004 | Total Hrs p/m:1 | Sec Trdng Hrs p/m:0 OAA#: 60420 | Org Name:Real Estate Agent | Org Addr:Knightdale, NC, US | Nature of Bus:Real Estate | Invst Rel:Y | Title:Realtor | Duties:on occasion help family/friends with the purchase of home | Start Dt:03/14/2016 | Total Hrs p/m:5 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Denise Nicole Moye's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Pfeiffer University
Master of Business Administration (MBA) - Business
2011
North Carolina Central University
Bachelor of Business Administration - Marketing
1995
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
KNIGHTDALE, NC
Current
September 16, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
October 30, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
DURHAM, NC
Past
November 1, 2018 - May 17, 2019
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
CHARLOTTE, NC
Past
February 2, 2018 - May 21, 2018
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
RALEIGH, NC
Past
November 2, 2015 - September 26, 2016
FIRST CITIZENS INVESTOR SERVICES, INC.
BD
CRD#: 44430
RALEIGH, NC
Past
September 24, 2007 - August 2, 2010
FIRST CITIZENS INVESTOR SERVICES, INC.
BD
CRD#: 44430
RALEIGH, NC
Past
June 15, 2002 - January 2, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
May 30, 2002 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
March 25, 1999 - February 9, 2000
WACHOVIA BROKERAGE SERVICE
BD
CRD#: 17503
WINSTON SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/24/2025)
RR
Alaska(2/24/2025)
RR
Arizona(2/24/2025)
RR
Arkansas(2/24/2025)
RR
California(2/24/2025)
RR
Colorado(2/24/2025)
RR
Connecticut(2/24/2025)
RR
Delaware(2/24/2025)
RR
District of Columbia(2/24/2025)
RR
Florida(9/17/2019)
RR
Georgia(9/17/2019)
RR
Hawaii(2/24/2025)
RR
Idaho(2/24/2025)
RR
Illinois(2/24/2025)
RR
Indiana(2/24/2025)
RR
Iowa(2/24/2025)
RR
Kansas(2/24/2025)
RR
Kentucky(2/24/2025)
RR
Louisiana(2/24/2025)
RR
Maine(2/24/2025)
RR
Maryland(2/24/2025)
RR
Massachusetts(9/17/2019)
RR
Michigan(2/24/2025)
RR
Minnesota(2/24/2025)
RR
Mississippi(2/24/2025)
RR
Missouri(2/24/2025)
RR
Montana(2/24/2025)
RR
Nebraska(2/24/2025)
RR
Nevada(2/24/2025)
RR
New Hampshire(2/24/2025)
RR
New Jersey(2/24/2025)
RR
New Mexico(2/24/2025)
RR
New York(2/24/2025)
RR
North Carolina(9/16/2019)
IAR
North Carolina(3/31/2025)
RR
North Dakota(2/24/2025)
RR
Ohio(2/25/2025)
RR
Oklahoma(2/24/2025)
RR
Oregon(2/24/2025)
RR
Pennsylvania(2/24/2025)
RR
Rhode Island(2/24/2025)
RR
South Carolina(9/17/2019)
RR
South Dakota(2/24/2025)
RR
Tennessee(2/24/2025)
RR
Texas(9/17/2019)
IAR
Texas(3/31/2025)
RR
Utah(2/24/2025)
RR
Vermont(2/24/2025)
RR
Virginia(9/17/2019)
RR
Washington(2/24/2025)
RR
West Virginia(2/24/2025)
RR
Wisconsin(2/24/2025)
RR
Wyoming(2/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/16/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Benefits & Planning Consultant, Executive ServicesCRD#: 104555Knightdale, NCTRUST BUT VERIFY
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Contact information
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