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Christopher David Delarme

FIRST WEALTH ADVISORY
ST. CHARLES, IL
·CRD# 3198999·27 years experience

Professional Summary

Christopher David Delarme, who also goes by Chris Delarme, is a registered financial advisor currently at FIRST WEALTH ADVISORY, INC. located in St. Charles, Illinois. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher has worked at 7 firms and has passed the Series 65 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Delarme

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

FIRST WEALTH ADVISORY, INC.·CRD# 323649
RIA
40w222 La Fox Road Suite F1, St. Charles, IL 60175
January 25, 2023 - Present
RED OAK CAPITAL MANAGEMENT, INC.·CRD# 284188
RIA
St. Charles, IL
February 26, 2019 - February 2, 2023
HAYDEN ROYAL·CRD# 170037
RIA
St. Charles, IL
January 15, 2015 - January 4, 2019
HAVEN CAPITAL·CRD# 167334
RIA
Atlanta, GA
April 21, 2014 - July 14, 2014
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Houston, TX
May 22, 2003 - June 1, 2004
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
July 27, 2001 - May 12, 2003
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
October 15, 1999 - July 12, 2001

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Current Firm

FW
FIRST WEALTH ADVISORY, INC.

FIRST WEALTH ADVISORY, INC.

CRD#: 323649
Illinois
Registered Investment Advisory firm - Illinois (1/25/2023 Approved)

Contact Information

Main Address

40w222 La Fox Road Suite F1, St. Charles, IL 60175

Phone Number

(331) 901-5950

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

185

AUM (Assets Under Management)

$19,298,812

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Licensed

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(1/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2013About the Series 65 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1999About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Delarme's CRS (Customer Relationship Summary).

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