Adriana E. Mendez-rugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adriana Elizbeth Mendez-rugh, CFP®, who also goes by Adriana E. Mendez, Adriana Mendez Rugh, Adriana E. Mendez-rugh, Adriana Elizabeth Mendez-rugh, was a registered financial professional .
Adriana is a previously registered financial professional and started their career in finance in 1999. Adriana had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2021 - October 6, 2025
TRUIST ADVISORY SERVICES, INC.
December 10, 2019 - October 6, 2025
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - March 2, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
August 25, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
August 16, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 23, 2009 - August 17, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 5, 2000 - August 28, 2007
FROST BROKERAGE SERVICES, INC.
April 19, 1999 - July 12, 1999
VALIC FINANCIAL ADVISORS, INC.
April 19, 1999 - July 12, 1999
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
