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Viney K. Singal

VALTUS CAPITAL GROUP
Las Vegas, NV 89169
Some features on this profile are disabled
CRD#: 3198279
VS

Professional summary


Viney Kumar Singal is a registered financial professional currently at VALTUS CAPITAL GROUP, LLC located in Las Vegas, Nevada.

Viney is registered as a RR (Registered Representative) and started their career in finance in 2003. Viney has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 62 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Viney Kumar Singal's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 30, 2008 - Present

VALTUS CAPITAL GROUP, LLC

Office #1: 3993 Howard Hughes Pkwy Suite 140, Las Vegas, NV 89169Office #2: 3993 Howard Hughes Pkwy Suite 140, Las Vegas, NV 89169
BD
CRD#: 145841
Las Vegas, NV
Past

December 23, 2015 - September 24, 2020

CAPRO CAPITAL

BD
CRD#: 173686
Las Vegas, NV
Past

July 15, 2003 - December 11, 2008

SILVER PACIFIC ADVISORS, LLC

BD
CRD#: 125572
LAS VEGAS, NV

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/16/2008)
RR
Nevada
(6/6/2008)
RR
New York
(8/21/2008)

Exams


State Security Law Exam
RR
Series 63
Date: 2/11/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/1/2003
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


VC
VALTUS CAPITAL GROUP, LLC
SIERRA REPUBLIC FINANCE, LLC. | VALTUS CAPITAL GROUP, LLC | SINGAL CAPITAL PARTNERS, LLC

CRD#: 145841 / SEC#: , 8-67754

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
3993 Howard Hughes Pkwy Suite 140, Las Vegas, NV 89169
Mailing Address
3452 E. Foothill Blvd Suite 800, Pasadena, CA 91107
Phone number
(702) 216-2600
Established
Nevada since 10/19/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
SINGAL, VINEY KUMARPRESIDENT / MANAGING MEMBER3198279
THORNTON, STEVEN LEEFINOP / CFO / PRINCIPAL/AML-CO / CCO4496384

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VALTUS CAPITAL GROUP, LLC

CRD#: 145841Las Vegas, NV 89169

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