Roy L. Depue
Professional summary
Roy Lee Depue is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Roy is registered as a RR (Registered Representative) and started their career in finance in 1999. Roy has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roy Lee Depue's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 15, 2014 - December 31, 2016
OSAIC SERVICES, INC.
November 7, 2007 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
February 25, 2005 - December 31, 2005
INVESTORS CAPITAL CORP.
January 5, 2005 - December 31, 2005
INVESTORS CAPITAL CORP.
February 2, 2004 - May 9, 2005
EASTERN POINT ADVISORS INC.
January 16, 2002 - December 31, 2004
INVESTORS CAPITAL CORP.
May 25, 1999 - January 22, 2002
LIFEMARK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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