JC
James Collins
EAGLE STRATEGIES LLC
KNOXVILLE, TN 37919
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CRD#: 3197538
JC
Professional summary
James Collins, who also goes by James Patrick Collins, Jim Collins, Jp Collins, Jimmy Collins, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Knoxville, Tennessee and NYLIFE SECURITIES LLC located in Knoxville, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. James has worked at 3 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7, Series 55 and Series 62 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Patrick Collins | Jim Collins | Jp Collins | Jimmy Collins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Woodfin Business Association; Woodfin is a growing city just outside of Asheville. There has been a lack of organization for the business owners to take advantage of the tourism as well as be philanthropic and that is the aim of the non-profit organization. ; 90 Elk Mountain Road, Woodfin, NC 28804; Start Date 05/2023; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; I will serve as the Treasurer. This will only be to help get the organization formed and my aim is to then find a successor that can grow with the role.]
CRS (Client Relationship Summary) - RIA
Click below to view James Collins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 265 Brookview Centre Way Suite 102, Knoxville, TN 37919RIA
CRD#: 110826
KNOXVILLE, TN
Current
August 25, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 265 Brookview Centre Way Suite 102, Knoxville, TN 37919BD
CRD#: 5167
Knoxville, TN
Past
May 17, 1999 - November 1, 2002
MAKEFIELD SECURITIES CORPORATION
BD
CRD#: 15271
STUART, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2025)
RR
Colorado(2/21/2025)
RR
Florida(2/21/2025)
RR
North Carolina(10/6/2022)
RR
South Carolina(2/14/2025)
RR
Tennessee(10/3/2022)
IAR
Tennessee(1/2/2024)
RR
Texas(2/21/2025)
RR
Virginia(2/14/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/17/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 8/25/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/21/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
RR
Series 62
Date: 5/14/1999
Corporate Securities Limited Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Knoxville, TN 37919TRUST BUT VERIFY
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