Tian-chiang Wang
Professional summary
Tian-chiang Wang, who also goes by Philip Wang, Tianchiang Wang, is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Monrovia, California.
Tian-chiang is registered as a RR (Registered Representative) and started their career in finance in 1999. Tian-chiang has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tian-chiang Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2009 - Present
GLOBALINK SECURITIES, INC.
Office #1: 185 W Chestnut Ave,, Monrovia, CA 91016March 8, 2006 - January 27, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 12, 2005 - March 6, 2006
FORTUNE SECURITIES, INC.
August 4, 2003 - November 30, 2004
WOODBURY FINANCIAL SERVICES, INC.
July 31, 2000 - August 1, 2003
WHITE PACIFIC SECURITIES, INC.
September 3, 1999 - July 31, 2000
ACUMENT SECURITIES, INC.
May 14, 1999 - October 1, 1999
ACE DIVERSIFIED CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2009)
(1/3/2023)
(2/23/2015)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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