Peter Y. Lee
Professional summary
Peter Yi-lin Lee, who also goes by Peter Y Lee, is a registered financial professional currently at E.K. WALLACE SECURITIES LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2002. Peter has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Yi-lin Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2018 - Present
E.K. WALLACE SECURITIES LLC
May 15, 2007 - December 22, 2008
ALLEN & COMPANY LLC
September 11, 2002 - May 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
E.K. WALLACE SECURITIES LLC
CRD#: 148235 / SEC#: , 8-67987
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WALLACE, EVERETT KENHELM II | CEO, CCO,AMLCO,EXECUTIVE REPRESENTATIVE | |
| ALVAREZ, ENRIQUE | FINOP | 4622342 |
Red Flags
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