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Peter Ferris Marcus

WORLD STEEL DYNAMICS
ENGLEWOOD CLIFFS, NJ
·CRD# 319638·65 years experience

Professional Summary

Peter Ferris Marcus is a registered financial advisor currently at WORLD STEEL DYNAMICS located in Englewood Cliffs, New Jersey. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1961. Peter has worked at 4 firms and has passed the Series 63, Series 1 and Series 40 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

65 years in the financial services industry

Current & Past Employments

WORLD STEEL DYNAMICS·CRD# 128917
RIA
456 Sylvan Avenue, Englewood Cliffs, NJ 07632
December 11, 2003 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
June 1, 1984 - April 1, 1999
UBS ASSET MANAGEMENT (US) INC.·CRD# 583
BD
December 10, 1971 - June 4, 1984
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
September 11, 1961 - November 14, 1971

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Current Firm

WS
WORLD STEEL DYNAMICS

WORLD STEEL DYNAMICS | WORLD STEEL DYNAMICS INC

CRD#: 128917
New Jersey
Registered Investment Advisory firm - New Jersey (2/25/1999 Approved)

Contact Information

Main Address

456 Sylvan Avenue, Englewood Cliffs, NJ 07632-2728

Phone Number

(201) 503-0900

# of Employees

13

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1998About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Sep 1961

Series 40 — Registered Principal Examination

Passed Mar 1972

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CRS (Client Relationship Summary) - RIA

Click below to view Peter Ferris Marcus's CRS (Customer Relationship Summary).

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