RC
Ronell Carmichael
ADP BROKER-DEALER
Florham Park, NJ 07932
Some features on this profile are disabled
CRD#: 3196091
RC
Professional summary
Ronell Carmichael, who also goes by Ron Carmichael, Ronnell Carmichael, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
Ronell is registered as a RR (Registered Representative) and started their career in finance in 1999. Ronell has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ron Carmichael | Ronnell Carmichael
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. AS OF 08/12/2022 THESE SALES ACTIVITIES WILL BE CONDUCTED UNDER THE D/B/A NAME OF LANDMARK FINANCIAL GROUP. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES. 1. *421340 - RZN Family Services; Investment related- Yes; Atlanta, Georgia; Residental Maid Services; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2017; During business hours: 0; After business hours: 20; Accounting/Bookkeeping - END DATE 06-2022 2. Associated person of ADP Strategic Plan Services, LLC as a sales representative which offers investment management and advisory services to plan sponsors. Address: 1 ADP Boulevard, Roseland, NJ 07068, United States - END DATE 06-2022 3. Start Date of Relationship: 06/09/2017 - END DATE 06-2022 Approximate # of Hours per month (during trading hours): 60 hours Business Nature: Financial Services Description of Duties: Associated person of ADP Strategic Plan Services, LLC as a sales representative which offers investment management and advisory services to plan sponsors.
CRS (Client Relationship Summary) - BD
Click below to view Ronell Carmichael's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2023 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932BD
CRD#: 37693
Florham Park, NJ
Past
March 22, 2023 - July 26, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Atlanta, GA
Past
June 23, 2022 - December 31, 2022
PFS INVESTMENTS INC.
RIA
CRD#: 10111
SMYRNA, GA
Past
June 20, 2022 - December 31, 2022
PFS INVESTMENTS INC.
BD
CRD#: 10111
SMYRNA, GA
Past
April 21, 2021 - May 25, 2022
MORGAN STANLEY
RIA
CRD#: 149777
Atlanta, GA
Past
January 12, 2021 - May 25, 2022
MORGAN STANLEY
BD
CRD#: 149777
Atlanta, GA
Past
November 28, 2016 - December 4, 2020
ADP BROKER-DEALER, INC.
BD
CRD#: 37693
ROSELAND, NJ
Past
April 22, 2016 - December 5, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ATLANTA, GA
Past
December 12, 2006 - May 2, 2016
ADP BROKER-DEALER, INC.
BD
CRD#: 37693
ROSELAND, NJ
Past
September 7, 2006 - December 15, 2006
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ALPHARETTA, GA
Past
November 21, 2005 - December 15, 2006
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ALPHARETTA, GA
Past
January 28, 2005 - November 1, 2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
NEW YORK, NY
Past
August 6, 2002 - November 19, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
July 10, 2000 - February 15, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
April 19, 1999 - December 31, 1999
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/6/2023)
RR
Alaska(10/6/2023)
RR
Arizona(10/6/2023)
RR
Arkansas(10/6/2023)
RR
California(10/6/2023)
RR
Colorado(10/6/2023)
RR
Connecticut(10/6/2023)
RR
Delaware(10/6/2023)
RR
District of Columbia(10/6/2023)
RR
Florida(10/6/2023)
RR
Georgia(7/25/2023)
RR
Hawaii(10/6/2023)
RR
Idaho(10/6/2023)
RR
Illinois(10/6/2023)
RR
Indiana(10/6/2023)
RR
Iowa(10/6/2023)
RR
Kansas(10/6/2023)
RR
Kentucky(10/6/2023)
RR
Louisiana(10/6/2023)
RR
Maine(10/6/2023)
RR
Maryland(10/6/2023)
RR
Massachusetts(10/6/2023)
RR
Michigan(10/6/2023)
RR
Minnesota(10/6/2023)
RR
Mississippi(10/6/2023)
RR
Missouri(10/6/2023)
RR
Montana(10/6/2023)
RR
Nebraska(10/6/2023)
RR
Nevada(10/6/2023)
RR
New Hampshire(10/6/2023)
RR
New Jersey(10/6/2023)
RR
New Mexico(10/6/2023)
RR
New York(10/6/2023)
RR
North Carolina(10/6/2023)
RR
North Dakota(10/6/2023)
RR
Ohio(10/6/2023)
RR
Oklahoma(10/6/2023)
RR
Oregon(10/6/2023)
RR
Pennsylvania(10/6/2023)
RR
Rhode Island(10/6/2023)
RR
South Carolina(10/6/2023)
RR
South Dakota(10/6/2023)
RR
Tennessee(10/6/2023)
RR
Texas(10/6/2023)
RR
Utah(10/6/2023)
RR
Vermont(10/6/2023)
RR
Virginia(10/6/2023)
RR
Washington(10/6/2023)
RR
West Virginia(10/6/2023)
RR
Wisconsin(10/6/2023)
RR
Wyoming(10/6/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AB
ADP BROKER-DEALER, INC.
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Adp Boulevard, Roseland, NJ 07068-1786
Mailing Address
71 Hanover Road Ms - 580, Florham Park, NJ 07932
Phone number
(973) 712-2316
Established
New Jersey since 07/12/1994
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
