KN
Kenneth W. Newberry
CRUX WEALTH ADVISORS
Stevenson Ranch, CA 91381
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CRD#: 3195833
KN
Professional summary
Kenneth William Newberry II, who also goes by Ken Newberry, Kenneth Newberry, Kenny Newberry, Kenneth William Newberry, is a registered financial advisor currently at CRUX WEALTH ADVISORS located in Stevenson Ranch, California and ARETE WEALTH MANAGEMENT, LLC located in Stevenson Ranch, California.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kenneth has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Newberry | Kenneth Newberry | Kenny Newberry | Kenneth William Newberry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: Crux Wealth Advisors Address: 25101 The Old Rd Ste 114, Stevenson Ranch, CA, 91381-2206, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/17/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2) Name of Business: Triton Wealth Advisors Address: 25101 The Old Rd Ste 114, Stevenson Ranch, CA, 91381-2206, United States Activity Type: Support Company - Owner Position/Title: Financial Advisor Investment Related: No Start Date: 10/31/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (3) Name of Business: Arete Wealth Management, LLC Address: 25101 The Old Rd Ste 114, Stevenson Ranch, CA, 91381-2206, United States Activity Type: Broker/Dealer Non Owner Position/Title: Registered Representative Investment Related: Yes Start Date: 08/16/2024 Hours per month devoted to this business: 32 Hours per month devoted to this business during trading hours: 32 Description of duties: Registered Representative.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth William Newberry II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2024 - Present
CRUX WEALTH ADVISORS
Office #1: 25101 The Old Road, Ste 114, Stevenson Ranch, CA 91381RIA
CRD#: 330731
Stevenson Ranch, CA
Current
August 21, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 25101 The Old Road Suite 114, Stevenson Ranch, CA 91381Office #2: 111 W. Ocean Blvd 4th Floor, Long Beach, CA 90802BD
CRD#: 44856
Stevenson Ranch, CA
Past
January 22, 2020 - August 2, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Long Beach, CA
Past
January 17, 2020 - August 2, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Stevenson Ranch, CA
Past
May 6, 2011 - January 23, 2020
WADDELL & REED
RIA
CRD#: 866
SHERMAN OAKS, CA
Past
May 6, 2011 - January 23, 2020
WADDELL & REED
BD
CRD#: 866
SHERMAN OAKS, CA
Past
April 8, 1999 - September 26, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CRUX WEALTH ADVISORS
CRUX WEALTH ADVISORS | TRITON WEALTH ADVISORS, LLC. | TRITON WEALTH ADVISORS
CRD#: 330731 / SEC#: 801-130283
RIA
Registered Investment Advisory firm - (6/4/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/28/2024)
RR
California(8/21/2024)
IAR
California(8/23/2024)
RR
New York(8/22/2024)
RR
North Carolina(8/27/2024)
RR
Oregon(8/30/2024)
RR
Texas(8/21/2024)
RR
Virginia(8/22/2024)
RR
Washington(8/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CRUX WEALTH ADVISORS
CRUX WEALTH ADVISORS | TRITON WEALTH ADVISORS, LLC. | TRITON WEALTH ADVISORS
CRD#: 330731 / SEC#: 801-130283
RIA
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Contact information
Main Address
111 W. Ocean Blvd 4th Floor, Long Beach, CA, 90802
Mailing Address
Phone number
(562) 735-3875
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,466 |
| AUM (Assets Under Management) | $ 410,242,734 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CRUX WEALTH ADVISORS
CRD#: 330731Stevenson Ranch, CA 91381TRUST BUT VERIFY
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