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Mitchell Brian Walk

KESTRA ADVISORY SERVICES
Orlando, FL
·CRD# 3195375·27 years experience

Professional Summary

Mitchell Brian Walk is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Orlando, Florida and KESTRA INVESTMENT SERVICES, LLC located in Orlando, Florida. Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mitchell has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
1. 2420 S. Lakemont Ave Suite 120, Orlando, FL 328142. 320 High Tide Drive Unit 201b, St. Augustine, FL 320803. 1950 Ringling Blvd Suite 403, Sarasota, FL 34236
May 3, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
1. 2420 S. Lakemont Ave Suite 120, Orlando, FL 328142. 320 High Tide Drive Unit 201b, St. Augustine, FL 320803. 1950 Ringling Blvd Suite 403, Sarasota, FL 34236
January 2, 2001 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
Longwood, FL
February 27, 2004 - September 22, 2016
ASSET MANAGEMENT PARTNERS·CRD# 129758
RIA
Longwood, FL
September 8, 2000 - December 13, 2012
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
March 15, 2000 - January 12, 2001

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: BUMW inc Investment Related: No Address: 407 WEKIVA SPRINGS ROAD SUITE 247 Longwood FL 32779 Nature of Business: name change of former company after the sale to Kestra Title: president Start Date: 2/4/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: none. close out former company Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: UWP Ballard Investment Related: Yes Address: 1605 Main Street suite 1110 Saraosta FL 34236 Nature of Business: Real Estate Title: Moved to Other from Officer Start Date: 8/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Name: Flagler College Investment Related: No Address: King Street St Augustine FL 32809 Nature of Business: Community/Charitable/Civic Title: Board of trustees Start Date: 11/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: College trustee. On the enrollment committee , facility committee and advancement committee Name: CRJ Endowment Investment Related: No Address: 928 malone drive Orlando FL 32810 Nature of Business: Community/Charitable/Civic Title: Member Start Date: 11/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meet 3 times a year to discuss fund raising ideas Name: SECURITY FINANCIAL MANAGEMENT POSI: managing director NATURE: Registered rep activities through Kestra Investment Services INV REL: Yes # OF HOURS: 150 SECURITIES TRADING HOURS: 110 START DATE: 04/01/2024 ADDRESS: 2420 S Lakemont Ave, suite 120, Orlando FL 32814 DESC: Meet with clients for wealth management including investment advice and financial planning. Also over see and work on marketing events and podcasts Name: ST AUGUSTINE PROPERTY HOLDINGS LLC POSITION: owner of property NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/16/2025 ADDRESS: 4250 A1A South Unit E-15, ST Augustine FL 32084, United States DESCRIPTION: no duties or activates. The professional rental company handles the entire property. I look at the activities online to see if they have rented the unit and check my expected revenue. It is short term rentals. minimum 3 day stays NAME: MNW PROPERTY GROUP LLC-CA POSITION: co owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2025 ADDRESS: 2048 hutton pt, longwood FL 32779, United States DESCRIPTION: collect rent and pay bills Name: HENRYAMOS HOLDINGS LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2026 ADDRESS: 2048 Hutton Pt, Longwood FL 32779, United States DESCRIPTION: I have turned this over to a property management company. They will handle all duties. I will just receive monthly income from the property. All other duties will be handled by the professional property management company

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/16/2013)
RR
Alaska
(12/8/2009)
RR
Arizona
(2/26/2019)
RR
California
(5/19/2005)
RR
Colorado
(4/21/2014)
RR
Connecticut
(5/23/2005)
RR
Delaware
(2/18/2020)
RR
Florida
(1/2/2001)
IAR
Florida
(5/3/2016)
RR
Georgia
(11/13/2007)
RR
Hawaii
(3/13/2020)
RR
Illinois
(5/19/2005)
RR
Iowa
(12/21/2016)
RR
Maine
(5/19/2005)
RR
Maryland
(5/19/2005)
RR
Massachusetts
(5/19/2005)
RR
Michigan
(5/19/2005)
RR
Minnesota
(2/25/2014)
RR
Mississippi
(1/19/2021)
RR
Nevada
(3/5/2019)
RR
New Jersey
(5/19/2005)
RR
New Mexico
(12/8/2015)
RR
New York
(5/19/2005)
RR
North Carolina
(10/11/2005)
RR
Ohio
(5/30/2002)
RR
Pennsylvania
(5/18/2005)
RR
Rhode Island
(5/23/2005)
RR
South Carolina
(8/23/2010)
RR
Tennessee
(6/6/2005)
RR
Texas
(5/23/2005)
IAR
Texas
(7/27/2023)
RR
Vermont
(5/11/2018)
RR
Virginia
(1/19/2007)
RR
Washington
(10/31/2014)
RR
Wyoming
(5/19/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2005About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1999About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Brian Walk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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