MW
Mitchell B. Walk
KESTRA ADVISORY SERVICES
Orlando, FL 32814
Some features on this profile are disabled
CRD#: 3195375
MW
Professional summary
Mitchell Brian Walk is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Orlando, Florida and KESTRA INVESTMENT SERVICES, LLC located in Orlando, Florida.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mitchell has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: BUMW inc Investment Related: No Address: 407 WEKIVA SPRINGS ROAD SUITE 247 Longwood FL 32779 Nature of Business: name change of former company after the sale to Kestra Title: president Start Date: 2/4/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: none. close out former company Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: UWP Ballard Investment Related: Yes Address: 1605 Main Street suite 1110 Saraosta FL 34236 Nature of Business: Real Estate Title: Moved to Other from Officer Start Date: 8/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Name: Flagler College Investment Related: No Address: King Street St Augustine FL 32809 Nature of Business: Community/Charitable/Civic Title: Board of trustees Start Date: 11/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: College trustee. On the enrollment committee , facility committee and advancement committee Name: CRJ Endowment Investment Related: No Address: 928 malone drive Orlando FL 32810 Nature of Business: Community/Charitable/Civic Title: Member Start Date: 11/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meet 3 times a year to discuss fund raising ideas Name: SECURITY FINANCIAL MANAGEMENT POSI: managing director NATURE: Registered rep activities through Kestra Investment Services INV REL: Yes # OF HOURS: 150 SECURITIES TRADING HOURS: 110 START DATE: 04/01/2024 ADDRESS: 2420 S Lakemont Ave, suite 120, Orlando FL 32814 DESC: Meet with clients for wealth management including investment advice and financial planning. Also over see and work on marketing events and podcasts Name: ST AUGUSTINE PROPERTY HOLDINGS LLC POSITION: owner of property NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/16/2025 ADDRESS: 4250 A1A South Unit E-15, ST Augustine FL 32084, United States DESCRIPTION: no duties or activates. The professional rental company handles the entire property. I look at the activities online to see if they have rented the unit and check my expected revenue. It is short term rentals. minimum 3 day stays
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Brian Walk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 320 High Tide Drive Unit 201b, St. Augustine, FL 32080Office #3: 1950 Ringling Blvd Suite 403, Sarasota, FL 34236RIA
CRD#: 283330
Orlando, FL
Current
January 2, 2001 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 320 High Tide Drive Unit 201b, St. Augustine, FL 32080Office #3: 1950 Ringling Blvd Suite 403, Sarasota, FL 34236BD
CRD#: 42046
Orlando, FL
Past
February 27, 2004 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
LONGWOOD, FL
Past
September 8, 2000 - December 13, 2012
ASSET MANAGEMENT PARTNERS
RIA
CRD#: 129758
LONGWOOD, FL
Past
March 15, 2000 - January 12, 2001
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/16/2013)
RR
Alaska(12/8/2009)
RR
Arizona(2/26/2019)
RR
California(5/19/2005)
RR
Colorado(4/21/2014)
RR
Connecticut(5/23/2005)
RR
Delaware(2/18/2020)
RR
Florida(1/2/2001)
IAR
Florida(5/3/2016)
RR
Georgia(11/13/2007)
RR
Hawaii(3/13/2020)
RR
Illinois(5/19/2005)
RR
Iowa(12/21/2016)
RR
Maine(5/19/2005)
RR
Maryland(5/19/2005)
RR
Massachusetts(5/19/2005)
RR
Michigan(5/19/2005)
RR
Minnesota(2/25/2014)
RR
Mississippi(1/19/2021)
RR
Nevada(3/5/2019)
RR
New Jersey(5/19/2005)
RR
New Mexico(12/8/2015)
RR
New York(5/19/2005)
RR
North Carolina(10/11/2005)
RR
Ohio(5/30/2002)
RR
Pennsylvania(5/18/2005)
RR
Rhode Island(5/23/2005)
RR
South Carolina(8/23/2010)
RR
Tennessee(6/6/2005)
RR
Texas(5/23/2005)
IAR
Texas(7/27/2023)
RR
Vermont(5/11/2018)
RR
Virginia(1/19/2007)
RR
Washington(10/31/2014)
RR
Wyoming(5/19/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Orlando, FL 32814TRUST BUT VERIFY
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