Aaron J. Green

CETERA INVESTMENT ADVISERS LLC

ST CLOUD, MN 56302

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CRD#: 3194605

Professional summary

Aaron Joshua Green is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Cloud, Minnesota and CETERA INVESTMENT SERVICES LLC located in St Cloud, Minnesota.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Aaron has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NOTARY PUBLIC FOR MN SECRETARY OF STATE. 2. BOARD MEMBER FOR CATHEDRAL HIGH SCHOOL EDUCATION FOUNDATION, NO ACCESS TO BANK ACCOUNTS, NO CHECK WRITING PRIVILEGES, DOES NOT PLACE OR HANDLE SECURITIES, DOES NOT RECOMMEND SPECIFIC SECURITIES, DOES NOT MAKE INVESTMENT DECISIONS, 0.25/HRS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Joshua Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2018 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2915 2nd Street South, St Cloud, MN 56302

RIA

CRD#: 105644

ST CLOUD, MN

Current

July 27, 2018 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2915 2nd Street South, St Cloud, MN 56302

CRD#: 15340

St Cloud, MN

Past

August 23, 2016 - July 27, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

SAINT CLOUD, MN

Past

August 4, 2016 - July 27, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

SAINT CLOUD, MN

Past

January 31, 2014 - July 29, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ST CLOUD, MN

Past

January 29, 2014 - January 31, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

WISHEK, ND

Past

August 21, 2009 - December 31, 2010

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

February 19, 2002 - November 14, 2003

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

OMAHA, NE

Past

August 14, 2001 - July 29, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

WISHEK, ND

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/27/2018)

California
(7/27/2018)

Florida
(9/27/2022)

Minnesota
(7/27/2018)

IAR

Minnesota
(7/27/2018)

New Mexico
(10/30/2019)

Puerto Rico
(1/24/2025)

South Carolina
(9/18/2025)

Wisconsin
(3/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Aaron J. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Joshua Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

GUARANTY BROKERAGE SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/2016

Series 63

Date: 1/22/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2001

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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